WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 06/30/2014

Position Statistics

Total Positions 97
New Positions 2
Increased Positions 9
Decreased Positions 9
Positions with Activity 18
Sold Out Positions 1
Total Mkt Value (in $ millions) 480

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.6%
Capital Goods 0.25%
Conglomerates
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 0.55%
Energy 7.16%
Financial 28.8%
Healthcare 9.88%
Services 40.46%
Technology 2.1%
Transportation
Utilities 6.76%

97 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALLIANCEBERNSTEIN NATL MUNI IN COM -303 Sold Out 0
HORIZON TECHNOLOGY FIN CORP COM 133 -1,205 (90.07) 9,314
MICROSOFT CORP COM 4,425 -9,626 (68.51) 98,000
AEROPOSTALE COM 176 -352 (66.67) 50,000
GENERAL GROWTH PPTYS INC NEW COM 502 -485 (49.12) 20,719
MEDLEY CAP CORP COM 1,433 -652 (31.26) 109,711
APOLLO COML REAL EST FIN INC COM 6,533 -582 (8.18) 393,084
TOTAL S A SPONSORED ADR 795 -70 (8.09) 12,500
AMERICAN CAPITAL AGENCY CORP COM 1,158 -12 (1) 49,600
ABBOTT LABS COM 926 New 22,000
ABBVIE INC COM 1,214 New 22,000
ALLIED WRLD ASSUR COM HLDG AG SHS 6,454 New 175,440
AMERICAN CAP SR FLOATING LTD COM 7 New 500
ANNALY CAP MGMT INC COM 16,029 New 1,361,822
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER 1,014 New 49,796
BROOKDALE SR LIVING INC COM 27,517 New 794,140
BUCKEYE PARTNERS L P UNIT LTD PARTN 2,086 New 26,963
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER 2,081 New 69,547
CHIMERA INVT CORP COM 52,120 New 15,938,854
CISCO SYS INC COM 2,958 New 120,000