WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 03/31/2014

Position Statistics

Total Positions 98
New Positions 10
Increased Positions 19
Decreased Positions 14
Positions with Activity 33
Sold Out Positions 3
Total Mkt Value (in $ millions) 491

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.33%
Capital Goods 0.24%
Conglomerates
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 0.23%
Energy 7.15%
Financial 27.57%
Healthcare 9.75%
Services 41.31%
Technology 3.97%
Transportation
Utilities 6.52%

98 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
EXELIS INC COM -169 Sold Out 0
XYLEM INC COM -372 Sold Out 0
YPF SOCIEDAD ANONIMA SPON ADR CL D -1,584 Sold Out 0
TOTAL S A SPONSORED ADR 944 -979 (50.9) 13,600
FIRST SOLAR INC COM 654 -654 (50) 10,000
PFIZER INC COM 2,505 -1,133 (31.14) 84,247
STRYKER CORP COM 10,526 -4,003 (27.55) 131,220
APOLLO COML REAL EST FIN INC COM 7,003 -1,961 (21.87) 428,084
HORIZON TECHNOLOGY FIN CORP COM 1,334 -279 (17.28) 93,750
GOLDMAN SACHS GROUP INC COM 13,938 -1,755 (11.19) 79,400
MICROSOFT CORP COM 13,657 -825 (5.7) 311,200
LEVEL 3 COMMUNICATIONS INC COM NEW 131,609 -3,464 (2.56) 2,849,911
GENERAL ELECTRIC CO COM 10,869 -15 (0.14) 427,069
STARWOOD WAYPOINT RESIDENTL TR COM SHS 590 (0) 22,350
ABBOTT LABS COM 941 New 22,000
ABBVIE INC COM 1,175 New 22,000
AEROPOSTALE COM 477 477 New 150,000
ALLIANCEBERNSTEIN NATL MUNI IN COM 306 New 22,450
ALLIED WRLD ASSUR COM HLDG AG SHS 6,430 New 175,440
AMERICAN CAP SR FLOATING LTD COM 7 7 New 500