WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 09/30/2014

Position Statistics

Total Positions 100
New Positions 3
Increased Positions 15
Decreased Positions 8
Positions with Activity 23
Sold Out Positions 0
Total Mkt Value (in $ millions) 478

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2%
Capital Goods 0.22%
Conglomerates
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 0.63%
Energy 5.39%
Financial 28.64%
Healthcare 9.03%
Services 44.89%
Technology 1.55%
Transportation
Utilities 6.26%

100 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
BROOKDALE SR LIVING INC COM 20,612 -6,492 (23.95) 603,940
MICROSOFT CORP COM 1,809 -2,372 (56.74) 42,400
TRAVELCENTERS AMER LLC COM 1,919 -986 (33.94) 137,400
ALLIED WRLD ASSUR COM HLDG AG SHS 6,238 -583 (8.55) 160,440
FIRST SOLAR INC COM 109 -328 (75) 2,500
PENNEY J C INC COM 191 -191 (50) 25,000
MEDLEY CAP CORP COM 927 -44 (4.56) 104,711
NEW MTN FIN CORP COM 4,905 -29 (0.59) 337,800
ABBOTT LABS COM 961 New 22,000
ABBVIE INC COM 1,388 New 22,000
AEROPOSTALE COM 137 New 50,000
AMERICAN CAP SR FLOATING LTD COM 6 New 500
AMERICAN CAPITAL AGENCY CORP COM 1,087 New 49,600
ANNALY CAP MGMT INC COM 14,503 New 1,361,822
APOLLO COML REAL EST FIN INC COM 6,616 New 393,084
APOLLO INVT CORP COM 611 New 84,800
BARRICK GOLD CORP COM 4,316 New 329,250
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER 777 New 49,796
BUCKEYE PARTNERS L P UNIT LTD PARTN 2,079 New 26,963
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER 1,816 New 69,547