WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 03/31/2014

Position Statistics

Total Positions 98
New Positions 10
Increased Positions 19
Decreased Positions 14
Positions with Activity 33
Sold Out Positions 3
Total Mkt Value (in $ millions) 491

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.31%
Capital Goods 0.25%
Conglomerates
Consumer Cyclical 0.67%
Consumer/Non-Cyclical 0.23%
Energy 7.28%
Financial 27.67%
Healthcare 9.88%
Services 40.81%
Technology 4.04%
Transportation
Utilities 6.55%

98 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE MUN BD FD COM 317 New 25,500
INVESCO TR INVT GRADE MUNS COM 316 New 24,400
ALLIANCEBERNSTEIN NATL MUNI IN COM 307 New 22,450
APOLLO INVT CORP COM 303 303 New 34,800
KINDER MORGAN INC DEL COM 287 New 7,600
PUTNAM MANAGED MUN INCOM TR COM 232 New 32,800
INTREPID POTASH INC COM 134 New 9,100
THL CR INC COM 98 98 New 7,167
NEW RESIDENTIAL INVT CORP COM 75 New 12,000
INVESCO CALIF VALUE MUN INC TR COM 62 New 5,000
NEWCASTLE INVT CORP COM 56 New 12,000
YUME INC COM 35 35 New 5,700
SONY CORP ADR NEW 34 New 2,000
NEW MEDIA INVT GROUP INC COM 13 New 866
AMERICAN CAP SR FLOATING LTD COM 7 7 New 500
EXELIS INC COM -176 Sold Out 0
XYLEM INC COM -373 Sold Out 0
YPF SOCIEDAD ANONIMA SPON ADR CL D -1,600 Sold Out 0