WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 06/30/2014

Position Statistics

Total Positions 97
New Positions 2
Increased Positions 9
Decreased Positions 9
Positions with Activity 18
Sold Out Positions 1
Total Mkt Value (in $ millions) 489

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.54%
Capital Goods 0.25%
Conglomerates
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 0.54%
Energy 7.16%
Financial 28.45%
Healthcare 9.8%
Services 40.98%
Technology 2.06%
Transportation
Utilities 6.78%

97 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE MUN BD FD COM 321 New 25,500
INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT 320 New 28,300
INVESCO TR INVT GRADE MUNS COM 320 New 24,400
SANDRIDGE ENERGY INC COM 319 New 61,162
KINDER MORGAN INC DEL COM 303 New 7,600
PUTNAM MANAGED MUN INCOM TR COM 232 New 32,800
AEROPOSTALE COM 208 -416 (66.67) 50,000
INTREPID POTASH INC COM 143 New 9,100
HORIZON TECHNOLOGY FIN CORP COM 133 -1,204 (90.07) 9,314
NEW RESIDENTIAL INVT CORP COM 75 New 12,000
INVESCO CALIF VALUE MUN INC TR COM 62 New 5,000
NEWCASTLE INVT CORP NEW COM NEW 54 New 4,000
SONY CORP ADR NEW 38 New 2,000
YUME INC COM 30 New 5,700
NEW MEDIA INVT GROUP INC COM 15 New 866
AMERICAN CAP SR FLOATING LTD COM 7 New 500
ALLIANCEBERNSTEIN NATL MUNI IN COM -306 Sold Out 0