WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 12/31/2013

Position Statistics

Total Positions 94
New Positions 13
Increased Positions 26
Decreased Positions 16
Positions with Activity 42
Sold Out Positions 6
Total Mkt Value (in $ millions) 452

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.81%
Capital Goods 0.4%
Conglomerates 0%
Consumer Cyclical 0.25%
Consumer/Non-Cyclical 0.24%
Energy 7.32%
Financial 29.39%
Healthcare 10.89%
Services 39.62%
Technology 4.07%
Transportation
Utilities 6.68%

94 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TRAVELCENTERS OF AMERICA LLC COM 1,597 New 208,000
BARRICK GOLD CORP COM 1,545 1,199 346.49 85,950
VALE S A ADR 1,489 New 105,600
HORIZON TECHNOLOGY FIN CORP COM 1,488 New 113,334
MB FINANCIAL INC NEW COM 1,470 New 50,000
FIRST SOLAR INC COM 1,346 1,346 New 20,000
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 1,331 New 95,000
YPF SOCIEDAD ANONIMA SPON ADR CL D 1,315 -384 (22.61) 44,500
PENNANTPARK FLOATING RATE CAP COM 1,298 471 56.90 93,520
AMERICAN CAPITAL AGENCY CORP COM 1,096 438 66.45 50,100
ISTAR FINL INC COM 1,094 New 75,000
GENERAL MTRS CO COM 1,093 -106 (8.85) 32,180
LILLY ELI & CO COM 1,088 New 18,000
ABBVIE INC COM 1,068 New 22,000
E M C CORP MASS COM 1,065 New 40,000
INVESCO MORTGAGE CAPITAL INC COM 1,009 New 60,834
GENERAL GROWTH PPTYS INC NEW COM 929 New 40,719
ABBOTT LABS COM 856 New 22,000
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER 783 New 49,796
KBR INC COM 711 New 27,000