WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 12/31/2013

Position Statistics

Total Positions 94
New Positions 13
Increased Positions 26
Decreased Positions 16
Positions with Activity 42
Sold Out Positions 6
Total Mkt Value (in $ millions) 452

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.81%
Capital Goods 0.4%
Conglomerates 0%
Consumer Cyclical 0.25%
Consumer/Non-Cyclical 0.24%
Energy 7.32%
Financial 29.39%
Healthcare 10.89%
Services 39.62%
Technology 4.07%
Transportation
Utilities 6.68%

94 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUSTAR ENERGY LP UNIT COM 3,879 New 70,406
PFIZER INC COM 3,701 New 122,347
TRANSOCEAN LTD REG SHS 3,698 New 91,138
PENNANTPARK INVT CORP COM 3,350 New 307,624
TRANSATLANTIC PETROLEUM LTD SHS NEW 3,243 543 20.13 359,490
HOME LN SERVICING SOLUTIONS LT ORD SHS 3,012 New 136,000
COMCAST CORP NEW CL A SPL 2,912 New 60,000
CISCO SYS INC COM 2,785 New 120,000
SOLAR CAP LTD COM 2,665 -110 (3.95) 121,462
STARWOOD PPTY TR INC COM 2,593 New 111,753
EXELON CORP COM 2,524 New 70,000
ZIMMER HLDGS INC COM 2,466 -2,957 (54.53) 27,100
EXXON MOBIL CORP COM 2,334 New 23,240
SOLAR SR CAP LTD COM 2,263 New 131,980
MEDLEY CAP CORP COM 2,120 New 159,611
BUCKEYE PARTNERS L P UNIT LTD PARTN 2,072 New 26,963
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER 1,920 New 69,547
TC PIPELINES LP UT COM LTD PRT 1,911 New 38,000
TOTAL S A SPONSORED ADR 1,886 -2,199 (53.83) 27,700
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 1,799 New 24,600