WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 03/31/2017

Position Statistics

Total Positions 97
New Positions 4
Increased Positions 11
Decreased Positions 24
Positions with Activity 35
Sold Out Positions 14
Total Mkt Value (in $ millions) 517

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 6.65%
Basic Materials 3.73%
Industrials 1.24%
Consumer Cyclicals 1.45%
Consumer Non-Cyclicals 0.17%
Financials 46.06%
Healthcare 9.28%
Technology 9.11%
Telecommunication Services 20.81%
Utilities 0.5%

97 Positions as of 03/31/2017

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
THL CR INC COM 5,839 108 1.88 612,713
PENNANTPARK FLOATING RATE CAP COM 5,818 938 19.21 415,302
PENNANTPARK INVT CORP COM 5,483 New 748,056
NEW MTN FIN CORP COM 5,030 New 350,515
FIDUS INVT CORP COM 5,019 New 299,830
COMCAST CORP NEW CL A 4,793 New 120,000
NEOVASC INC COM 4,260 1,420 50.00 3,000,010
NEWTEK BUSINESS SVCS CORP COM NEW 4,193 582 16.11 251,547
CISCO SYS INC COM 3,822 New 120,000
SYNCHRONY FINL COM 3,820 -293 (7.12) 130,362
STARWOOD PPTY TR INC COM 3,659 New 160,853
ETF MANAGERS TR PUREFUNDS ISE CY 3,540 New 116,600
NUSTAR ENERGY LP UNIT COM 3,027 New 70,406
MICROSOFT CORP COM 2,979 New 42,400
PFIZER INC COM 2,869 New 84,247
ZIMMER BIOMET HLDGS INC COM 2,860 New 22,100
TCP CAP CORP COM 2,754 New 167,136
GENERAL MTRS CO COM 2,706 New 79,149
EXELON CORP COM 2,566 New 70,000
MEDLEY CAP CORP COM 2,299 New 367,236