WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 12/31/2014

Position Statistics

Total Positions 107
New Positions 7
Increased Positions 21
Decreased Positions 16
Positions with Activity 37
Sold Out Positions 12
Total Mkt Value (in $ millions) 510

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.47%
Capital Goods 0.19%
Conglomerates
Consumer Cyclical 0.65%
Consumer/Non-Cyclical 0.62%
Energy 4.78%
Financial 30.05%
Healthcare 8.85%
Services 44.28%
Technology 1.73%
Transportation
Utilities 5.52%

12 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAP SR FLOATING LTD COM -7 Sold Out 0
FIRST SOLAR INC COM -149 Sold Out 0
INTREPID POTASH INC COM -108 Sold Out 0
INVESCO CALIF VALUE MUN INC TR COM -66 Sold Out 0
JPMORGAN CHASE & CO WT EXP 102818 -2,311 Sold Out 0
NEW MEDIA INVT GROUP INC COM -20 Sold Out 0
NEW RESIDENTIAL INVT CORP COM NEW -91 Sold Out 0
NEW SR INVT GROUP INC COM -33 Sold Out 0
NEWCASTLE INVT CORP NEW COM PAR $0.01 -10 Sold Out 0
SONY CORP ADR NEW -53 Sold Out 0
TPG SPECIALTY LENDING INC COM -54 Sold Out 0
YUME INC COM -30 Sold Out 0