WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 12/31/2013

Position Statistics

Total Positions 94
New Positions 13
Increased Positions 26
Decreased Positions 16
Positions with Activity 42
Sold Out Positions 6
Total Mkt Value (in $ millions) 452

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.81%
Capital Goods 0.4%
Conglomerates 0%
Consumer Cyclical 0.25%
Consumer/Non-Cyclical 0.24%
Energy 7.32%
Financial 29.39%
Healthcare 10.89%
Services 39.62%
Technology 4.07%
Transportation
Utilities 6.68%

13 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST SOLAR INC COM 1,346 1,346 New 20,000
ESSENT GROUP LTD COM 490 490 New 23,600
NUVEEN PREM INCOME MUN FD COM 490 490 New 37,251
ELLINGTON RESIDENTIAL MTG REIT COM SHS BEN INT 371 371 New 22,478
INVESCO QUALITY MUNI INC TRST COM 364 364 New 30,674
INVESCO MUN OPPORTUNITY TR COM 339 339 New 27,800
INVESCO MUN TR COM 324 324 New 26,900
INVESCO TR INVT GRADE MUNS COM 310 310 New 24,400
INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT 310 310 New 28,300
EATON VANCE MUN BD FD COM 308 308 New 25,500
ALLIANCEBERNSTEIN NATL MUNI IN COM 300 300 New 22,450
PUTNAM MANAGED MUN INCOM TR COM 230 230 New 32,800
INVESCO CALIF VALUE MUN INC TR COM 59 59 New 5,000