WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 06/30/2014

Position Statistics

Total Positions 97
New Positions 2
Increased Positions 9
Decreased Positions 9
Positions with Activity 18
Sold Out Positions 1
Total Mkt Value (in $ millions) 488

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 0.24%
Conglomerates
Consumer Cyclical 0.61%
Consumer/Non-Cyclical 0.54%
Energy 6.93%
Financial 27.79%
Healthcare 9.66%
Services 42.19%
Technology 2.1%
Transportation
Utilities 6.83%

9 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APOLLO COML REAL EST FIN INC COM 6,490 -578 (8.18) 393,084
MICROSOFT CORP COM 4,575 -9,952 (68.51) 98,000
MEDLEY CAP CORP COM 1,363 -620 (31.26) 109,711
AMERICAN CAPITAL AGENCY CORP COM 1,098 -11 (1) 49,600
TOTAL S A SPONSORED ADR 801 -70 (8.09) 12,500
GENERAL GROWTH PPTYS INC NEW COM 497 -479 (49.12) 20,719
AEROPOSTALE COM 190 -379 (66.67) 50,000
HORIZON TECHNOLOGY FIN CORP COM 131 -1,188 (90.07) 9,314
ALLIANCEBERNSTEIN NATL MUNI IN COM -305 Sold Out 0