WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 06/30/2014

Position Statistics

Total Positions 97
New Positions 2
Increased Positions 9
Decreased Positions 9
Positions with Activity 18
Sold Out Positions 1
Total Mkt Value (in $ millions) 489

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.54%
Capital Goods 0.25%
Conglomerates
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 0.54%
Energy 7.16%
Financial 28.45%
Healthcare 9.8%
Services 40.98%
Technology 2.06%
Transportation
Utilities 6.78%

9 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APOLLO COML REAL EST FIN INC COM 6,588 -587 (8.18) 393,084
MICROSOFT CORP COM 4,397 -9,566 (68.51) 98,000
MEDLEY CAP CORP COM 1,389 -632 (31.26) 109,711
AMERICAN CAPITAL AGENCY CORP COM 1,167 -12 (1) 49,600
TOTAL S A SPONSORED ADR 822 -72 (8.09) 12,500
GENERAL GROWTH PPTYS INC NEW COM 502 -485 (49.12) 20,719
AEROPOSTALE COM 208 -416 (66.67) 50,000
HORIZON TECHNOLOGY FIN CORP COM 133 -1,204 (90.07) 9,314
ALLIANCEBERNSTEIN NATL MUNI IN COM -306 Sold Out 0