WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 12/31/2013

Position Statistics

Total Positions 94
New Positions 13
Increased Positions 26
Decreased Positions 16
Positions with Activity 42
Sold Out Positions 6
Total Mkt Value (in $ millions) 452

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.81%
Capital Goods 0.4%
Conglomerates 0%
Consumer Cyclical 0.25%
Consumer/Non-Cyclical 0.24%
Energy 7.32%
Financial 29.39%
Healthcare 10.89%
Services 39.62%
Technology 4.07%
Transportation
Utilities 6.68%

42 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LEVEL 3 COMMUNICATIONS INC COM NEW 112,580 10,389 10.17 2,924,911
CHIMERA INVT CORP COM 49,570 3,096 6.66 15,938,854
CYS INVTS INC COM 17,608 5,767 48.71 2,019,210
ANNALY CAP MGMT INC COM 15,320 198 1.31 1,361,822
STRYKER CORP COM 14,269 -1,576 (9.94) 181,120
TWO HBRS INVT CORP COM 12,920 1,187 10.11 1,271,654
GENERAL ELECTRIC CO COM 11,359 -648 (5.4) 427,669
APOLLO COML REAL EST FIN INC COM 9,331 567 6.47 547,920
MFA FINL INC COM 9,184 2,087 29.41 1,164,000
MVC CAPITAL INC COM 5,340 280 5.53 401,787
ZAIS FINL CORP COM 5,059 416 8.96 309,211
TRANSATLANTIC PETROLEUM LTD SHS NEW 3,243 543 20.13 359,490
SOLAR CAP LTD COM 2,665 -110 (3.95) 121,462
ZIMMER HLDGS INC COM 2,466 -2,957 (54.53) 27,100
TOTAL S A SPONSORED ADR 1,886 -2,199 (53.83) 27,700
BARRICK GOLD CORP COM 1,545 1,199 346.49 85,950
FIRST SOLAR INC COM 1,346 1,346 New 20,000
YPF SOCIEDAD ANONIMA SPON ADR CL D 1,315 -384 (22.61) 44,500
PENNANTPARK FLOATING RATE CAP COM 1,298 471 56.90 93,520
AMERICAN CAPITAL AGENCY CORP COM 1,096 438 66.45 50,100