WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 06/30/2014

Position Statistics

Total Positions 97
New Positions 2
Increased Positions 9
Decreased Positions 9
Positions with Activity 18
Sold Out Positions 1
Total Mkt Value (in $ millions) 488

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.25%
Capital Goods 0.24%
Conglomerates
Consumer Cyclical 0.61%
Consumer/Non-Cyclical 0.54%
Energy 6.93%
Financial 27.79%
Healthcare 9.57%
Services 42.13%
Technology 2.11%
Transportation
Utilities 7%

18 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APOLLO COML REAL EST FIN INC COM 6,509 -580 (8.18) 393,084
MVC CAPITAL INC COM 6,130 1,298 26.86 537,747
BARRICK GOLD CORP COM 5,153 704 15.83 329,250
MICROSOFT CORP COM 4,657 -10,131 (68.51) 98,000
SOLAR SR CAP LTD COM 2,308 223 10.69 146,089
JPMORGAN CHASE & CO WT EXP 102818 2,216 2,216 New 108,800
KINROSS GOLD CORP COM NO PAR 1,640 389 31.13 463,352
TOOTSIE ROLL INDS INC COM 1,528 1,528 New 54,616
MEDLEY CAP CORP COM 1,359 -618 (31.26) 109,711
AMERICAN CAPITAL AGENCY CORP COM 1,114 -11 (1) 49,600
TOTAL S A SPONSORED ADR 795 -70 (8.09) 12,500
APOLLO INVT CORP COM 724 427 143.68 84,800
THL CR INC COM 663 568 597.64 50,000
ELLINGTON RESIDENTIAL MTG REIT COM SHS BEN INT 579 192 49.51 33,607
GENERAL GROWTH PPTYS INC NEW COM 495 -478 (49.12) 20,719
AEROPOSTALE COM 186 -371 (66.67) 50,000
HORIZON TECHNOLOGY FIN CORP COM 130 -1,178 (90.07) 9,314
ALLIANCEBERNSTEIN NATL MUNI IN COM -304 Sold Out 0