WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 03/31/2014

Position Statistics

Total Positions 98
New Positions 10
Increased Positions 19
Decreased Positions 14
Positions with Activity 33
Sold Out Positions 3
Total Mkt Value (in $ millions) 477

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.33%
Capital Goods 0.24%
Conglomerates
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 0.23%
Energy 7.1%
Financial 27.93%
Healthcare 9.84%
Services 40.95%
Technology 4.01%
Transportation
Utilities 6.43%

98 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LEVEL 3 COMMUNICATIONS INC COM NEW 125,339 -3,299 (2.56) 2,849,911
CHIMERA INVT CORP COM 50,526 New 15,938,854
BROOKDALE SR LIVING INC COM 27,517 New 794,140
ENTERPRISE PRODS PARTNERS L P COM 25,328 New 339,511
CYS INVTS INC COM 17,940 10 .05 2,020,310
ANNALY CAP MGMT INC COM 15,116 New 1,361,822
GOLDMAN SACHS GROUP INC COM 13,726 -1,729 (11.19) 79,400
MICROSOFT CORP COM 13,431 -811 (5.7) 311,200
TWO HBRS INVT CORP COM 13,019 10 .08 1,272,654
GENERAL ELECTRIC CO COM 10,741 -15 (0.14) 427,069
STRYKER CORP COM 10,467 -3,981 (27.55) 131,220
MFA FINL INC COM 9,917 442 4.67 1,218,300
APOLLO COML REAL EST FIN INC COM 7,093 -1,986 (21.87) 428,084
ELLINGTON FINANCIAL LLC COM 7,048 New 297,374
ALLIED WRLD ASSUR COM HLDG AG SHS 6,318 New 175,440
MVC CAPITAL INC COM 5,252 274 5.50 423,887
BARRICK GOLD CORP COM 5,139 3,585 230.72 284,250
TARGA RESOURCES PARTNERS LP COM UNIT 5,089 New 76,095
ZAIS FINL CORP COM 5,016 10 .19 309,811
NEW MTN FIN CORP COM 4,920 New 339,800