WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC Information

140 BROADWAY, NEW YORK, New York, 10005, (212) 320-3000

Report Date: 03/31/2016

Position Statistics

Total Positions 346
New Positions 33
Increased Positions 133
Decreased Positions 134
Positions with Activity 267
Sold Out Positions 32
Total Mkt Value (in $ millions) 585

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 4.76%
Conglomerates
Consumer Cyclical 3.76%
Consumer/Non-Cyclical 36.11%
Energy 6.07%
Financial 9.29%
Healthcare 7.56%
Services 15.17%
Technology 8.6%
Transportation 0.98%
Utilities 1.67%

346 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WILLIAMS COS INC DEL COM 1,501 618 69.87 79,824
HONEYWELL INTL INC COM 1,501 428 39.92 13,092
YUM BRANDS INC COM 1,486 457 44.49 18,350
AFLAC INC COM 1,446 -13 (0.91) 20,916
GENERAL DYNAMICS CORP COM 1,432 567 65.57 10,100
DUKE ENERGY CORP NEW COM NEW 1,422 -105 (6.89) 18,020
ISHARES TR SELECT DIVID ETF 1,397 24 1.75 16,932
ALCOA INC COM 1,377 100 7.81 125,610
WHITEWAVE FOODS CO COM 1,357 New 33,186
NEXTERA ENERGY INC COM 1,345 534 65.75 11,395
ROSS STORES INC COM 1,345 1,345 New 23,350
UNION PAC CORP COM 1,343 -88 (6.16) 15,244
BP PLC SPONSORED ADR 1,301 38 2.98 38,701
LILLY ELI & CO COM 1,253 46 3.81 16,332
RPM INTL INC COM 1,252 -153 (10.87) 24,600
AMERICAN EXPRESS CO COM 1,252 -407 (24.54) 19,061
MACQUARIE INFRASTRUCTURE CORP COM 1,238 -7 (0.56) 17,700
KINDER MORGAN INC DEL COM 1,237 -110 (8.16) 70,309
INTL PAPER CO COM 1,205 486 67.58 27,735
BLACKSTONE MTG TR INC COM CL A 1,197 91 8.19 43,605


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