WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC Information

140 BROADWAY, NEW YORK, New York, 10005, (212) 320-3000

Report Date: 06/30/2015

Position Statistics

Total Positions 382
New Positions 27
Increased Positions 121
Decreased Positions 145
Positions with Activity 266
Sold Out Positions 31
Total Mkt Value (in $ millions) 645

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.39%
Capital Goods 2.91%
Conglomerates
Consumer Cyclical 4.2%
Consumer/Non-Cyclical 36.48%
Energy 5.75%
Financial 8.81%
Healthcare 9.06%
Services 14.52%
Technology 9.38%
Transportation 1.02%
Utilities 2.1%

121 INCREASED Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CITIGROUP INC COM NEW 1,260 646 105.36 21,735
CAPSTEAD MTG CORP COM NO PAR 1,248 .01 110,266
ACCENTURE PLC IRELAND SHS CLASS A 1,205 40 3.45 12,000
AFLAC INC COM 1,163 1,163 New 18,900
BANK AMER CORP COM 1,147 27 2.37 64,927
SELECT SECTOR SPDR TR SBI HEALTHCARE 1,124 133 13.42 15,025
BELMOND LTD CL A 1,117 280 33.47 98,900
IMS HEALTH HLDGS INC COM 1,086 1,086 New 35,100
TOOTSIE ROLL INDS INC COM 1,078 31 2.99 33,900
MALLINCKRODT PUB LTD CO SHS 1,071 1,071 New 8,700
POTASH CORP SASK INC COM 1,061 1,061 New 38,850
TARGET CORP COM 941 .03 11,838
RITE AID CORP COM 920 383 71.43 107,060
LKQ CORP COM 880 71 8.73 28,650
SELECT SECTOR SPDR TR SBI CONS DISCR 880 54 6.60 11,246
FACTORSHARES TR ISE CYBER SEC 829 595 255.36 26,830
SAFEGUARD SCIENTIFICS INC COM NEW 818 818 New 47,200
SPDR SERIES TRUST S&P DIVID ETF 803 22 2.78 10,581
L-3 COMMUNICATIONS HLDGS INC COM 799 24 3.10 6,650
PLATFORM SPECIALTY PRODS CORP COM 793 793 New 35,400