WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC Information

140 BROADWAY, NEW YORK, New York, 10005, (212) 320-3000

Report Date: 03/31/2015

Position Statistics

Total Positions 381
New Positions 40
Increased Positions 132
Decreased Positions 134
Positions with Activity 266
Sold Out Positions 31
Total Mkt Value (in $ millions) 684

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.56%
Capital Goods 3.15%
Conglomerates 0%
Consumer Cyclical 3.97%
Consumer/Non-Cyclical 37.7%
Energy 6.46%
Financial 7.62%
Healthcare 8.63%
Services 14.66%
Technology 9.32%
Transportation 1.27%
Utilities 2.52%

381 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FLOWERS FOODS INC COM 171,982 -27 (0.02) 7,438,677
EXXON MOBIL CORP COM 17,803 441 2.54 205,764
PEPSICO INC COM 13,049 -7 (0.05) 135,564
APPLE INC COM 12,255 1,202 10.88 92,465
MICROSOFT CORP COM 9,897 -2,950 (22.96) 211,018
EXPRESS SCRIPTS HLDG CO COM 8,143 -903 (9.98) 90,041
GENERAL ELECTRIC CO COM 8,140 314 4.01 294,072
AT&T INC COM 7,715 456 6.28 222,276
SYSCO CORP COM 7,393 -37 (0.49) 196,263
MASTERCARD INC CL A 7,373 412 5.93 79,550
JOHNSON & JOHNSON COM 7,035 -7 (0.1) 69,408
KINDER MORGAN INC DEL COM 6,833 308 4.73 160,065
PFIZER INC COM 6,363 -59 (0.93) 185,621
PROCTER & GAMBLE CO COM 6,299 61 .98 78,792
SMUCKER J M CO COM NEW 6,221 -169 (2.64) 51,671
UNITED NAT FOODS INC COM 6,083 New 89,720
BRISTOL MYERS SQUIBB CO COM 5,916 79 1.35 86,621
UNITED RENTALS INC COM 5,785 New 55,150
DISNEY WALT CO COM DISNEY 5,753 39 .69 52,181
HAIN CELESTIAL GROUP INC COM 5,729 3,401 146.14 92,055