WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC Information

140 BROADWAY, NEW YORK, New York, 10005, (212) 320-3000

Report Date: 03/31/2014

Position Statistics

Total Positions 380
New Positions 54
Increased Positions 162
Decreased Positions 95
Positions with Activity 257
Sold Out Positions 22
Total Mkt Value (in $ millions) 589

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 3.88%
Conglomerates
Consumer Cyclical 3.02%
Consumer/Non-Cyclical 33.76%
Energy 10.52%
Financial 7.86%
Healthcare 7.8%
Services 13.81%
Technology 10.79%
Transportation 1.64%
Utilities 1.3%

380 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FLOWERS FOODS INC COM 147,928 3,133 2.16 7,407,489
EXXON MOBIL CORP COM 21,442 -245 (1.13) 205,680
MICROSOFT CORP COM 12,540 553 4.61 279,466
INTERNATIONAL BUSINESS MACHS COM 9,354 -337 (3.48) 48,308
APPLE INC COM 9,121 359 4.10 93,849
EXPRESS SCRIPTS HLDG CO COM 7,789 -257 (3.2) 117,977
SCHLUMBERGER LTD COM 7,433 .00 66,301
JOHNSON & JOHNSON COM 7,272 -547 (6.99) 71,164
GENERAL ELECTRIC CO COM 6,583 175 2.73 254,072
PROCTER & GAMBLE CO COM 6,467 -29 (0.44) 80,848
PEPSICO INC COM 6,403 2,338 57.50 70,499
AT&T INC COM 6,323 99 1.58 176,216
UNITED RENTALS INC COM 6,297 -68 (1.06) 55,840
VERIZON COMMUNICATIONS INC COM 6,227 225 3.76 122,313
MASTERCARD INC CL A 5,644 -758 (11.84) 72,600
PFIZER INC COM 5,249 464 9.70 172,727
DU PONT E I DE NEMOURS & CO COM 4,632 196 4.42 70,852
GOOGLE INC CL A 4,432 -180 (3.9) 7,323
BRISTOL MYERS SQUIBB CO COM 4,402 25 .57 89,255
GOOGLE INC CL C 4,364 -177 (3.9) 7,323