WELLINGTON SHIELDS & CO., LLC Information

140 BROADWAY, NEW YORK, New York, 10005, (212) 320-3000

Report Date: 12/31/2015

Position Statistics

Total Positions 113
New Positions 20
Increased Positions 52
Decreased Positions 18
Positions with Activity 70
Sold Out Positions 3
Total Mkt Value (in $ millions) 150

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.77%
Capital Goods 3.05%
Conglomerates
Consumer Cyclical 14.27%
Consumer/Non-Cyclical 8.02%
Energy 4.78%
Financial 7.81%
Healthcare 16.27%
Services 15.35%
Technology 22.31%
Transportation 1.23%
Utilities 1.94%

113 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNIVERSAL ELECTRS INC COM 20,572 -202 (0.97) 308,338
ILLUMINA INC COM 20,283 -16 (0.08) 149,418
SPECTRANETICS CORP COM 12,414 742 6.36 744,228
EXPRESS SCRIPTS HLDG CO COM 8,920 201 2.30 119,051
EXXON MOBIL CORP COM 4,656 -338 (6.76) 52,892
BRISTOL MYERS SQUIBB CO COM 3,782 20 .52 52,336
MICROSOFT CORP COM 3,653 271 8 73,197
GENERAL ELECTRIC CO COM 3,603 515 16.66 116,616
AT&T INC COM 3,597 210 6.19 93,082
INTERNATIONAL BUSINESS MACHS COM 3,585 441 14.03 24,379
FLOWERS FOODS INC COM 2,731 -1 (0.05) 142,585
HONEYWELL INTL INC COM 2,576 New 22,473
CHICAGO BRIDGE & IRON CO N V COM 2,442 New 60,975
VERIZON COMMUNICATIONS INC COM 2,432 165 7.27 47,658
DISNEY WALT CO COM DISNEY 2,428 104 4.48 23,339
AMERICAN AIRLS GROUP INC COM 2,338 New 65,000
PHILIP MORRIS INTL INC COM 1,801 -39 (2.12) 18,500
PFIZER INC COM 1,730 257 17.44 52,579
EQUIFAX INC COM 1,612 New 13,399
ALTRIA GROUP INC COM 1,521 -19 (1.21) 24,450


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