WEISS ASSET MANAGEMENT LP Information

222 BERKELEY STREET, 16TH FLOOR, BOSTON, Massachusetts, 02116, (617) 778-7780

Report Date: 03/31/2014

Position Statistics

Total Positions 124
New Positions 12
Increased Positions 14
Decreased Positions 106
Positions with Activity 120
Sold Out Positions 97
Total Mkt Value (in $ millions) 151

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 15.34%
Capital Goods
Conglomerates 0%
Consumer Cyclical 1.68%
Consumer/Non-Cyclical
Energy 0.04%
Financial 23.43%
Healthcare 0.11%
Services 26.51%
Technology
Transportation 0%
Utilities

124 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMMONWEALTH REIT 6.50% PFD CUM CO 35,717 35,717 New 1,426,967
OMNICARE CAP TR II PFD B TR 4.00% 28,375 -3,135 (9.95) 362,060
ISHARES MSCI STH KOR ETF 15,357 -2,831 (15.57) 232,192
PRETIUM RES INC COM 12,821 5,911 85.53 1,836,887
HF2 FINL MGMT INC CL A 12,396 New 1,200,000
SEABRIDGE GOLD INC COM 10,140 New 1,200,000
QUARTET MERGER CORP COM 6,024 6,024 New 600,000
CAPITOL ACQUISITION CORP II COM 4,915 4,915 New 500,000
SELECT INCOME REIT COM SH BEN INT 3,981 3,981 New 141,011
NUVEEN CA DIVIDEND ADV MUN FD COM 3,573 1,253 54.05 256,278
GLORI ENERGY INC COM 2,694 New 320,000
MERGEWORTHRX CORP COM 2,691 New 325,000
TORTOISE ENERGY INFRSTRCTR CP COM 2,607 2,607 New 53,832
GENERAL MTRS CO WT EXP 071019 2,537 2,537 New 143,900
SILVER EAGLE ACQUISITION CORP COM 2,236 2,236 New 228,200
JASON INDS INC COM 1,046 -1 (0.1) 98,300
CAMBRIDGE CAP ACQUISITION CORP UNIT 1COM&1WT 1,021 1,021 New 100,000
TURKISH INVT FD INC COM 813 -878 (51.9) 63,835
NEW GERMANY FD INC COM 417 -693 (62.45) 23,436
QUARTET MERGER CORP RT 323 323 New 500,000