WEISS ASSET MANAGEMENT LP Information

222 BERKELEY STREET, 16TH FLOOR, BOSTON, Massachusetts, 02116, (617) 778-7780

Report Date: 03/31/2015

Position Statistics

Total Positions 76
New Positions 9
Increased Positions 11
Decreased Positions 49
Positions with Activity 60
Sold Out Positions 39
Total Mkt Value (in $ millions) 97

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 16.96%
Capital Goods
Conglomerates
Consumer Cyclical 0.91%
Consumer/Non-Cyclical
Energy 0.03%
Financial 32.7%
Healthcare 0.05%
Services 13.31%
Technology
Transportation
Utilities

76 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI STH KOR ETF 9,492 -5,132 (35.09) 163,682
RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 8,532 New 135,000
SEABRIDGE GOLD INC COM 7,517 1,960 35.26 1,285,000
SPROTT PHYSICAL PLAT PALLAD TS UNIT 5,774 1,343 30.30 691,496
NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT 5,704 5,704 New 344,044
AURICO GOLD INC COM 5,672 5,672 New 1,739,922
GARNERO GROUP ACQUISITION CO SHS 5,635 New 575,000
BARINGTON HILCO ACQUISITION COM 4,433 4,433 New 457,000
STEIN MART INC COM 4,420 4,420 New 400,000
CAPITOL ACQUISITION CORP II COM 4,304 -1,076 (20) 400,000
GLOBAL DEFENSE & NATL SEC SYS COM 4,180 New 400,000
CAMBRIDGE CAP ACQUISITION CORP COM 3,968 New 400,000
DT ASIA INVTS LTD SHS 3,960 New 400,000
TEMPLETON DRAGON FD INC COM 3,827 -7,144 (65.12) 137,135
1347 CAP CORP COM 3,448 New 350,000
SWISS HELVETIA FD INC COM 2,804 -6,546 (70.01) 225,911
C B PHARMA ACQUISITION CORP SHS 2,645 2,645 New 268,246
LAKE SHORE GOLD CORP COM 2,035 New 2,165,000
HYDRA INDS ACQUISITION CORP COM 1,684 New 175,000
FIRSTHAND TECH VALUE FD INC COM 1,578 -2,098 (57.07) 109,040