WEISS ASSET MANAGEMENT LP Information

222 BERKELEY STREET, 16TH FLOOR, BOSTON, Massachusetts, 02116, (617) 778-7780

Report Date: 03/31/2014

Position Statistics

Total Positions 124
New Positions 12
Increased Positions 14
Decreased Positions 106
Positions with Activity 120
Sold Out Positions 97
Total Mkt Value (in $ millions) 150

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 15.61%
Capital Goods
Conglomerates 0%
Consumer Cyclical 1.88%
Consumer/Non-Cyclical
Energy 0.04%
Financial 23.44%
Healthcare 0.12%
Services 25.84%
Technology
Transportation 0%
Utilities

124 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMMONWEALTH REIT 6.50% PFD CUM CO 34,433 34,433 New 1,426,967
OMNICARE CAP TR II PFD B TR 4.00% 28,262 -3,122 (9.95) 362,060
ISHARES MSCI STH KOR ETF 15,167 -2,796 (15.57) 232,192
PRETIUM RES INC COM 13,170 6,071 85.53 1,836,887
HF2 FINL MGMT INC CL A 12,408 New 1,200,000
SEABRIDGE GOLD INC COM 10,080 New 1,200,000
QUARTET MERGER CORP COM 6,006 6,006 New 600,000
CAPITOL ACQUISITION CORP II COM 4,960 4,960 New 500,000
SELECT INCOME REIT COM SH BEN INT 4,058 4,058 New 141,011
NUVEEN CA DIVIDEND ADV MUN FD COM 3,596 1,261 54.05 256,278
GLORI ENERGY INC COM 2,838 New 320,000
GENERAL MTRS CO WT EXP 071019 2,822 2,822 New 143,900
MERGEWORTHRX CORP COM 2,668 New 325,000
TORTOISE ENERGY INFRSTRCTR CP COM 2,605 2,605 New 53,832
SILVER EAGLE ACQUISITION CORP COM 2,225 2,225 New 228,200
JASON INDS INC COM 1,045 -1 (0.1) 98,300
CAMBRIDGE CAP ACQUISITION CORP UNIT 1COM&1WT 1,013 1,013 New 100,000
TURKISH INVT FD INC COM 806 -869 (51.9) 63,835
NEW GERMANY FD INC COM 424 -706 (62.45) 23,436
QUARTET MERGER CORP RT 330 330 New 500,000