WATERSTONE CAPITAL MANAGEMENT, L.P. Information

2 CARLSON PARKWAY, PLYMOUTH, Minnesota, 55447, (952) 697-4100

Report Date: 09/30/2014

Position Statistics

Total Positions 21
New Positions 6
Increased Positions 9
Decreased Positions 9
Positions with Activity 18
Sold Out Positions 5
Total Mkt Value (in $ millions) 155

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 1.03%
Energy 11.09%
Financial 13.84%
Healthcare 6.36%
Services 11.8%
Technology 24.99%
Transportation
Utilities

21 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LAM RESEARCH CORP COM 30,921 3,198 11.54 381,876
TALMER BANCORP INC COM 26,944 26,944 New 1,930,068
NMI HLDGS INC CL A 17,672 New 1,987,903
PAR PETE CORP COM NEW 17,152 17,152 New 1,132,914
PRICELINE GRP INC COM NEW 16,789 1,179 7.55 14,238
STATE BK FINL CORP COM 12,253 -1,160 (8.65) 644,893
HOLOGIC INC COM 9,829 -366 (3.59) 370,200
COMMUNITYONE BANCORP COM 8,621 -148 (1.69) 808,694
CITRIX SYS INC COM 4,531 4,531 New 68,800
AKAMAI TECHNOLOGIES INC COM 3,195 3,195 New 49,900
HERBALIFE LTD COM USD SHS 1,597 1,597 New 38,037
HEALTH CARE REIT INC PFD PER CON I 1,467 New 22,700
STONEGATE MTG CORP COM 1,245 18 1.43 106,693
OXFORD IMMUNOTEC GLOBAL PLC ORD SHS 1,084 -140 (11.45) 86,280
TRAVELPORT WORLDWIDE LTD SHS 814 814 New 50,000
OLD REP INTL CORP COM 535 New 34,800
ALPHATEC HOLDINGS INC COM -876 Sold Out 0
CHESAPEAKE ENERGY CORP COM -2,062 Sold Out 0
JOURNAL COMMUNICATIONS INC CL A -792 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -982 Sold Out 0