WATER ISLAND CAPITAL LLC Information

41 MADISON AVENUE, NEW YORK, New York, 10010, (212) 584-2367

Report Date: 06/30/2014

Position Statistics

Total Positions 79
New Positions 36
Increased Positions 50
Decreased Positions 28
Positions with Activity 78
Sold Out Positions 17
Total Mkt Value (in $ millions) 2,365

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.5%
Capital Goods 9.4%
Conglomerates
Consumer Cyclical 0.31%
Consumer/Non-Cyclical 0.7%
Energy 1.02%
Financial 10.17%
Healthcare 27.32%
Services 26.4%
Technology 11.12%
Transportation 0.01%
Utilities 6.2%

79 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AMERICAN AIRLS GROUP INC COM -10,973 Sold Out 0
AUGUSTA RES CORP COM NEW -1,014 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -13,996 Sold Out 0
CUBIST PHARMACEUTICALS INC COM -9,987 Sold Out 0
ENERGY XXI BERMUDA LTD USD UNRS SHS -34,074 Sold Out 0
ENTEGRIS INC COM -1,175 Sold Out 0
ESSEX PPTY TR INC COM -177,493 Sold Out 0
KKR & CO L P DEL COM UNITS -92,944 Sold Out 0
LOUISIANA PAC CORP COM -637 Sold Out 0
MCKESSON CORP COM -1,619 Sold Out 0
NRG ENERGY INC COM NEW -6,275 Sold Out 0
OIL STS INTL INC COM -6,552 Sold Out 0
PACWEST BANCORP DEL COM -121,933 Sold Out 0
STILLWATER MNG CO COM -1,329 Sold Out 0
SYMANTEC CORP COM -1,771 Sold Out 0
TIBCO SOFTWARE INC COM -4,301 Sold Out 0
UMPQUA HLDGS CORP COM -104,918 Sold Out 0
HORNBECK OFFSHORE SVCS INC NEW COM 120 120 New 2,800
M & T BK CORP COM 1,036 1,036 New 8,403
HORMEL FOODS CORP COM 815 815 New 16,324