WATER ISLAND CAPITAL LLC Information

41 MADISON AVENUE, NEW YORK, New York, 10010, (212) 584-2367

Report Date: 09/30/2014

Position Statistics

Total Positions 94
New Positions 37
Increased Positions 54
Decreased Positions 36
Positions with Activity 90
Sold Out Positions 20
Total Mkt Value (in $ millions) 2,070

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.39%
Capital Goods 5.6%
Conglomerates
Consumer Cyclical 4.25%
Consumer/Non-Cyclical 0.77%
Energy 1.34%
Financial 10.59%
Healthcare 12.36%
Services 37.66%
Technology 8.16%
Transportation 0%
Utilities 12.29%

36 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AGNICO EAGLE MINES LTD COM -3,887 Sold Out 0
ARMSTRONG WORLD INDS INC NEW COM -4,618 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -1,867 Sold Out 0
BROOKDALE SR LIVING INC COM -155,384 Sold Out 0
CHARTER COMMUNICATIONS INC DEL CL A NEW -3,583 Sold Out 0
CHICOS FAS INC COM -2,734 Sold Out 0
DIGITALGLOBE INC COM NEW -9,713 Sold Out 0
ENDEAVOUR INTL CORP COM NEW -4 Sold Out 0
HORMEL FOODS CORP COM -836 Sold Out 0
HORNBECK OFFSHORE SVCS INC NEW COM -62 Sold Out 0
INGERSOLL-RAND PLC SHS -10,403 Sold Out 0
M & T BK CORP COM -951 Sold Out 0
MALLINCKRODT PUB LTD CO SHS -51,762 Sold Out 0
MARTIN MARIETTA MATLS INC COM -23,844 Sold Out 0
MATTHEWS INTL CORP CL A -7,565 Sold Out 0
NOBLE CORP PLC SHS USD -1,755 Sold Out 0
NPS PHARMACEUTICALS INC COM -3,290 Sold Out 0
PARAGON OFFSHORE PLC SHS -75 Sold Out 0
VALEANT PHARMACEUTICALS INTL I COM -3,496 Sold Out 0
VERIZON COMMUNICATIONS INC COM -2,035 Sold Out 0