WATER ISLAND CAPITAL LLC Information

41 MADISON AVENUE, NEW YORK, New York, 10010, (212) 584-2367

Report Date: 06/30/2014

Position Statistics

Total Positions 79
New Positions 36
Increased Positions 50
Decreased Positions 28
Positions with Activity 78
Sold Out Positions 17
Total Mkt Value (in $ millions) 2,359

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.51%
Capital Goods 9.38%
Conglomerates
Consumer Cyclical 0.31%
Consumer/Non-Cyclical 0.7%
Energy 1.03%
Financial 10.15%
Healthcare 27.15%
Services 26.52%
Technology 11.15%
Transportation 0.01%
Utilities 6.22%

28 DECREASED Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ALPHA NATURAL RESOURCES INC COM 80 (0.21) 20,100
AMERICAN AIRLS GROUP INC COM -11,276 Sold Out 0
AUGUSTA RES CORP COM NEW -1,023 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -14,031 Sold Out 0
CHARTER COMMUNICATIONS INC DEL CL A NEW 3,693 -10,507 (73.99) 23,711
CUBIST PHARMACEUTICALS INC COM -9,969 Sold Out 0
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 381 -5 (1.33) 2,950,869
ENERGY XXI BERMUDA LTD USD UNRS SHS -33,887 Sold Out 0
ENTEGRIS INC COM -1,176 Sold Out 0
ESSEX PPTY TR INC COM -177,365 Sold Out 0
GENWORTH FINL INC COM CL A 5,648 -844 (13) 409,863
HUDSON CITY BANCORP COM 45,817 -39,903 (46.55) 4,723,351
INGERSOLL-RAND PLC SHS 9,708 -6,561 (40.33) 156,677
KKR & CO L P DEL COM UNITS -92,783 Sold Out 0
LOUISIANA PAC CORP COM -642 Sold Out 0
MCKESSON CORP COM -1,620 Sold Out 0
NOBLE CORP PLC SHS USD 3,026 -589 (16.3) 108,213
NRG ENERGY INC COM NEW -6,223 Sold Out 0
OIL STS INTL INC COM -6,492 Sold Out 0
PACWEST BANCORP DEL COM -120,239 Sold Out 0