WATER ISLAND CAPITAL LLC Information

41 MADISON AVENUE, NEW YORK, New York, 10010, (212) 584-2367

Report Date: 06/30/2014

Position Statistics

Total Positions 79
New Positions 36
Increased Positions 50
Decreased Positions 28
Positions with Activity 78
Sold Out Positions 17
Total Mkt Value (in $ millions) 2,396

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.5%
Capital Goods 9.37%
Conglomerates
Consumer Cyclical 0.31%
Consumer/Non-Cyclical 0.7%
Energy 1%
Financial 10.08%
Healthcare 27.06%
Services 26.46%
Technology 11.36%
Transportation 0.01%
Utilities 6.18%

28 DECREASED Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ALPHA NATURAL RESOURCES INC COM 79 (0.21) 20,100
AMERICAN AIRLS GROUP INC COM -10,799 Sold Out 0
AUGUSTA RES CORP COM NEW -1,000 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -13,726 Sold Out 0
CHARTER COMMUNICATIONS INC DEL CL A NEW 3,720 -10,581 (73.99) 23,711
CUBIST PHARMACEUTICALS INC COM -10,620 Sold Out 0
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 266 -4 (1.33) 2,950,869
ENERGY XXI BERMUDA LTD USD UNRS SHS -34,156 Sold Out 0
ENTEGRIS INC COM -1,190 Sold Out 0
ESSEX PPTY TR INC COM -177,475 Sold Out 0
GENWORTH FINL INC COM CL A 5,816 -869 (13) 409,863
HUDSON CITY BANCORP COM 46,619 -40,603 (46.55) 4,723,351
INGERSOLL-RAND PLC SHS 9,432 -6,374 (40.33) 156,677
KKR & CO L P DEL COM UNITS -94,924 Sold Out 0
LOUISIANA PAC CORP COM -630 Sold Out 0
MCKESSON CORP COM -1,632 Sold Out 0
NOBLE CORP PLC SHS USD 3,080 -600 (16.3) 108,213
NRG ENERGY INC COM NEW -6,436 Sold Out 0
OIL STS INTL INC COM -6,683 Sold Out 0
PACWEST BANCORP DEL COM -122,547 Sold Out 0