WATER ISLAND CAPITAL LLC Information

41 MADISON AVENUE, NEW YORK, New York, 10010, (212) 584-2367

Report Date: 09/30/2014

Position Statistics

Total Positions 95
New Positions 37
Increased Positions 54
Decreased Positions 37
Positions with Activity 91
Sold Out Positions 20
Total Mkt Value (in $ millions) 2,221

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.15%
Capital Goods 5.28%
Conglomerates
Consumer Cyclical 3.97%
Consumer/Non-Cyclical 0.74%
Energy 1.23%
Financial 9.92%
Healthcare 11.73%
Services 41.5%
Technology 7.61%
Transportation 0%
Utilities 11.5%

37 DECREASED Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
MATTHEWS INTL CORP CL A -7,699 Sold Out 0
TYSON FOODS INC CL A 9,529 -7,267 (43.27) 236,973
CHARTER COMMUNICATIONS INC DEL CL A NEW -3,606 Sold Out 0
AGNICO EAGLE MINES LTD COM -3,764 Sold Out 0
ALLERGAN INC COM 40,542 -54,287 (57.25) 182,300
ARMSTRONG WORLD INDS INC NEW COM -4,721 Sold Out 0
B/E AEROSPACE INC COM 8,510 -369 (4.15) 146,480
BROOKDALE SR LIVING INC COM -156,858 Sold Out 0
CAREFUSION CORP COM 1,877 -7,954 (80.9) 31,501
CHICOS FAS INC COM -2,720 Sold Out 0
CIVEO CORP COM 954 -136 (12.44) 347,036
HORMEL FOODS CORP COM -858 Sold Out 0
HORNBECK OFFSHORE SVCS INC NEW COM -60 Sold Out 0
HUDSON CITY BANCORP COM 15,160 -27,964 (64.85) 1,660,436
JUNIPER NETWORKS INC COM 8,766 -1,817 (17.17) 385,984
KLX INC COM 2,901 -126 (4.16) 73,240
M & T BK CORP COM -970 Sold Out 0
MARTIN MARIETTA MATLS INC COM -24,348 Sold Out 0
NPS PHARMACEUTICALS INC COM -3,294 Sold Out 0
PEPCO HOLDINGS INC COM 105,755 -5,319 (4.79) 3,858,269