WATER ASSET MANAGEMENT LLC Information

509 MADISON AVENUE, NEW YORK, New York, 10022, (212) 754-5132

Report Date: 09/30/2014

Position Statistics

Total Positions 24
New Positions 3
Increased Positions 10
Decreased Positions 13
Positions with Activity 23
Sold Out Positions 3
Total Mkt Value (in $ millions) 188

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.19%
Capital Goods 20.18%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.99%
Energy
Financial
Healthcare
Services 6.48%
Technology 8.59%
Transportation
Utilities 47.17%

24 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN WTR WKS CO INC NEW COM 29,630 -5,773 (16.31) 523,876
PENTAIR PLC SHS 22,723 12,497 122.20 353,672
AQUA AMERICA INC COM 16,469 2,679 19.43 599,959
REXNORD CORP NEW COM 15,923 -2,591 (13.99) 620,793
ADVANCED DRAIN SYS INC DEL COM 13,911 13,911 New 554,460
CALIFORNIA WTR SVC GROUP COM 13,545 -334 (2.41) 526,849
CADIZ INC COM NEW 11,979 -1,038 (7.98) 1,221,113
SMITH A O COM 11,911 5,855 96.68 214,419
NORTHWEST PIPE CO COM 10,994 -162 (1.45) 446,712
TETRA TECH INC NEW COM 10,534 -2,882 (21.48) 431,550
SJW CORP COM 7,505 5,927 375.62 212,726
AMERICAN STS WTR CO COM 5,802 -543 (8.55) 141,105
ITRON INC COM 4,239 4,239 New 112,000
MIDDLESEX WATER CO COM 3,162 968 44.09 141,813
GREAT LAKES DREDGE & DOCK CORP COM 2,124 -2,706 (56.02) 270,965
LIMONEIRA CO COM 1,855 New 87,065
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 1,649 531 47.46 891,247
LAYNE CHRISTENSEN CO COM 1,570 932 145.89 187,370
MUELLER WTR PRODS INC COM SER A 1,356 1,356 New 136,000
CONNECTICUT WTR SVC INC COM 584 -570 (49.4) 15,569