WALL STREET ACCESS ASSET MANAGEMENT, LLC Information

17 BATTERY PLACE, NEW YORK, New York, 10004, (212) 709-9400

Report Date: 03/31/2014

Position Statistics

Total Positions 112
New Positions 6
Increased Positions 38
Decreased Positions 34
Positions with Activity 72
Sold Out Positions 2
Total Mkt Value (in $ millions) 189

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.08%
Capital Goods 7.22%
Conglomerates
Consumer Cyclical 7.72%
Consumer/Non-Cyclical 2.29%
Energy 10.7%
Financial 25.72%
Healthcare 8.43%
Services 4.54%
Technology 19.09%
Transportation
Utilities 5.56%

112 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
SPECTRA ENERGY CORP COM -3,521 Sold Out 0
WAL-MART STORES INC COM -222 Sold Out 0
CYBERONICS INC COM 86 -1,142 (92.99) 1,500
ISHARES MSCI JAPAN ETF 360 -216 (37.56) 29,675
GENERAL ELECTRIC CO COM 469 -95 (16.79) 17,717
HDFC BANK LTD ADR REPS 3 SHS 241 -48 (16.67) 5,000
MERCK & CO INC NEW COM 529 -64 (10.83) 9,060
AIR PRODS & CHEMS INC COM 468 -52 (10) 3,600
CANADIAN NAT RES LTD COM 1,814 -150 (7.64) 40,300
WELLS FARGO & CO NEW COM 346 -21 (5.82) 6,750
AT&T INC COM 389 -24 (5.7) 10,759
UNIVERSAL DISPLAY CORP COM 260 -13 (4.75) 8,525
HALLIBURTON CO COM 393 -18 (4.32) 5,543
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 269 -11 (4.02) 8,063
AMERICAN INTL GROUP INC COM NEW 422 -14 (3.31) 7,644
AES TR III PFD CV 6.75% 1,043 -26 (2.39) 20,400
PLUM CREEK TIMBER CO INC COM 3,295 -70 (2.09) 74,200
TORTOISE MLP FD INC COM 1,513 -32 (2.09) 51,600
CISCO SYS INC COM 3,325 -59 (1.76) 128,342
REDWOOD TR INC COM 662 -10 (1.43) 34,584