WALL STREET ACCESS ASSET MANAGEMENT, LLC Information

17 BATTERY PLACE, NEW YORK, New York, 10004, (212) 709-9400

Report Date: 12/31/2014

Position Statistics

Total Positions 122
New Positions 5
Increased Positions 36
Decreased Positions 33
Positions with Activity 69
Sold Out Positions 4
Total Mkt Value (in $ millions) 183

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.39%
Capital Goods 6.37%
Conglomerates
Consumer Cyclical 6.67%
Consumer/Non-Cyclical 3.53%
Energy 9.39%
Financial 29.05%
Healthcare 9.93%
Services 4.07%
Technology 15.19%
Transportation 0.26%
Utilities 7.11%

122 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AMERICAN VANGUARD CORP COM -1,453 Sold Out 0
DYNAVAX TECHNOLOGIES CORP COM NEW -88 Sold Out 0
HALLIBURTON CO COM -241 Sold Out 0
SOUTHWESTERN ENERGY CO COM -190 Sold Out 0
THERMO FISHER SCIENTIFIC INC COM 331 -331 (50) 2,500
TIME WARNER INC COM NEW 983 -296 (23.15) 11,618
IMMERSION CORP COM 98 -24 (19.97) 10,020
GENERAL MTRS CO COM 310 -69 (18.28) 8,360
AIR PRODS & CHEMS INC COM 273 -61 (18.18) 1,800
ISHARES MSCI JAPAN ETF 269 -45 (14.29) 20,635
BANCO SANTANDER SA ADR 168 -27 (13.63) 23,273
BP PLC SPONSORED ADR 512 -48 (8.52) 12,030
VANGUARD INDEX FDS REIT ETF 1,232 -104 (7.78) 14,996
INTERCONTINENTAL EXCHANGE INC COM 2,299 -190 (7.63) 10,000
TICC CAPITAL CORP COM 1,882 -136 (6.76) 276,006
GENERAL ELECTRIC CO COM 659 -39 (5.56) 24,139
ISHARES U.S. PFD STK ETF 993 -26 (2.56) 24,775
BOEING CO COM 319 -8 (2.33) 2,100
MATERIALISE NV SPONSORED ADS 737 -17 (2.22) 110,270
FIRSTMERIT CORP COM 1,195 -25 (2.02) 61,312