WALL STREET ACCESS ASSET MANAGEMENT, LLC Information

17 BATTERY PLACE, NEW YORK, New York, 10004, (212) 709-9400

Report Date: 12/31/2013

Position Statistics

Total Positions 107
New Positions 4
Increased Positions 34
Decreased Positions 39
Positions with Activity 73
Sold Out Positions 2
Total Mkt Value (in $ millions) 178

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.98%
Capital Goods 6.88%
Conglomerates
Consumer Cyclical 8.31%
Consumer/Non-Cyclical 2.23%
Energy 10.58%
Financial 25.37%
Healthcare 9.36%
Services 4.47%
Technology 17.12%
Transportation
Utilities 7.09%

4 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI JAPAN ETF 531 531 New 47,525
AMERIPRISE FINL INC COM 375 375 New 3,539
INTEL CORP COM 320 320 New 11,836
PERSHING GOLD CORP COM 20 20 New 50,000