WALL STREET ACCESS ASSET MANAGEMENT, LLC Information

17 BATTERY PLACE, NEW YORK, New York, 10004, (212) 709-9400

Report Date: 09/30/2014

Position Statistics

Total Positions 120
New Positions 7
Increased Positions 34
Decreased Positions 51
Positions with Activity 85
Sold Out Positions 3
Total Mkt Value (in $ millions) 180

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.08%
Capital Goods 5.82%
Conglomerates
Consumer Cyclical 7.54%
Consumer/Non-Cyclical 3.55%
Energy 9.3%
Financial 28.69%
Healthcare 9.58%
Services 4.18%
Technology 15.12%
Transportation
Utilities 6.92%

51 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EAGLE MATERIALS INC COM 5,820 -48 (0.82) 81,950
FIDELITY NATL INFORMATION SVCS COM 4,810 -6 (0.13) 75,919
DU PONT E I DE NEMOURS & CO COM 4,803 -60 (1.23) 66,053
LUMINEX CORP DEL COM 4,535 -19 (0.41) 253,350
EXXON MOBIL CORP COM 4,327 -60 (1.36) 49,409
MICROSOFT CORP COM 3,800 -87 (2.23) 90,454
TEVA PHARMACEUTICAL INDS LTD ADR 3,770 -6 (0.15) 65,500
MAIN STREET CAPITAL CORP COM 3,744 -3 (0.08) 128,500
NORTHEAST UTILS COM 3,684 -14 (0.38) 65,325
SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN 3,484 -57 (1.61) 76,552
CISCO SYS INC COM 3,479 -4 (0.11) 127,808
OXFORD LANE CAP CORP COM 3,253 -6 (0.18) 217,436
PLUM CREEK TIMBER CO INC COM 2,724 -642 (19.06) 60,925
CHUBB CORP COM 2,460 -154 (5.88) 24,000
AVERY DENNISON CORP COM 2,355 -40 (1.65) 44,640
TICC CAPITAL CORP COM 2,155 -27 (1.25) 296,006
CINCINNATI FINL CORP COM 2,079 -36 (1.72) 40,050
MANULIFE FINL CORP COM 2,070 -8 (0.39) 126,750
PURECYCLE CORP COM NEW 1,770 -5 (0.28) 404,105
KINDER MORGAN INC DEL WT EXP 052517 1,517 -4 (0.25) 418,968