WALL STREET ACCESS ASSET MANAGEMENT, LLC Information

17 BATTERY PLACE, NEW YORK, New York, 10004, (212) 709-9400

Report Date: 03/31/2014

Position Statistics

Total Positions 112
New Positions 6
Increased Positions 38
Decreased Positions 34
Positions with Activity 72
Sold Out Positions 2
Total Mkt Value (in $ millions) 189

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.08%
Capital Goods 7.22%
Conglomerates
Consumer Cyclical 7.72%
Consumer/Non-Cyclical 2.29%
Energy 10.7%
Financial 25.72%
Healthcare 8.43%
Services 4.54%
Technology 19.09%
Transportation
Utilities 5.56%

72 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
3-D SYS CORP DEL COM NEW 20,673 24 .12 360,975
PARK OHIO HLDGS CORP COM 14,560 -160 (1.09) 240,190
EAGLE MATERIALS INC COM 7,674 -78 (1) 84,075
FIDELITY NATIONAL FINANCIAL IN CL A 7,304 85 1.18 222,954
KINDER MORGAN INC DEL COM 6,127 218 3.69 163,170
CONOCOPHILLIPS COM 5,157 103 2.04 60,844
FIDELITY NATL INFORMATION SVCS COM 4,326 -17 (0.39) 76,019
LUMINEX CORP DEL COM 4,209 344 8.90 246,000
MICROSOFT CORP COM 4,186 91 2.22 93,660
OXFORD LANE CAP CORP COM 3,675 834 29.34 217,836
ABBVIE INC COM 3,643 25 .68 66,350
TEVA PHARMACEUTICAL INDS LTD ADR 3,598 115 3.30 65,750
SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN 3,472 10 .29 76,781
CISCO SYS INC COM 3,325 -59 (1.76) 128,342
PLUM CREEK TIMBER CO INC COM 3,295 -70 (2.09) 74,200
DARLING INGREDIENTS INC COM 2,954 405 15.89 148,800
TICC CAPITAL CORP COM 2,929 -16 (0.56) 301,956
PURECYCLE CORP COM NEW 2,899 136 4.93 404,255
CECO ENVIRONMENTAL CORP COM 2,827 616 27.86 184,150
MANULIFE FINL CORP COM 2,615 412 18.70 127,250