WALL STREET ACCESS ASSET MANAGEMENT, LLC Information

17 BATTERY PLACE, NEW YORK, New York, 10004, (212) 709-9400

Report Date: 03/31/2014

Position Statistics

Total Positions 112
New Positions 6
Increased Positions 38
Decreased Positions 34
Positions with Activity 72
Sold Out Positions 2
Total Mkt Value (in $ millions) 187

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.13%
Capital Goods 7.34%
Conglomerates
Consumer Cyclical 7.77%
Consumer/Non-Cyclical 2.26%
Energy 10.89%
Financial 25.85%
Healthcare 8.47%
Services 4.52%
Technology 18.45%
Transportation
Utilities 5.67%

112 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
3-D SYS CORP DEL COM NEW 19,013 22 .12 360,975
PARK OHIO HLDGS CORP COM 14,505 -159 (1.09) 240,190
EAGLE MATERIALS INC COM 8,064 -82 (1) 84,075
FIDELITY NATIONAL FINANCIAL IN CL A 7,304 85 1.18 222,954
KINDER MORGAN INC DEL COM 6,184 220 3.69 163,170
EXXON MOBIL CORP COM 5,302 New 51,389
CONOCOPHILLIPS COM 5,228 104 2.04 60,844
DU PONT E I DE NEMOURS & CO COM 4,364 New 67,218
LUMINEX CORP DEL COM 4,364 357 8.90 246,000
FIDELITY NATL INFORMATION SVCS COM 4,302 -17 (0.39) 76,019
MICROSOFT CORP COM 4,168 90 2.22 93,660
MAIN STREET CAPITAL CORP COM 3,811 New 119,200
OXFORD LANE CAP CORP COM 3,607 818 29.34 217,836
TEVA PHARMACEUTICAL INDS LTD ADR 3,581 114 3.30 65,750
ABBVIE INC COM 3,528 24 .68 66,350
SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN 3,460 10 .29 76,781
CISCO SYS INC COM 3,333 -60 (1.76) 128,342
PLUM CREEK TIMBER CO INC COM 3,248 -69 (2.09) 74,200
NORTHEAST UTILS COM 2,973 New 65,575
TICC CAPITAL CORP COM 2,941 -17 (0.56) 301,956