VERTEX ONE ASSET MANAGEMENT INC. Information

1920-1177 WEST HASTINGS STREET, VANCOUVER, , V6E 2K3, (604) 681-5787

Report Date: 06/30/2014

Position Statistics

Total Positions 113
New Positions 26
Increased Positions 61
Decreased Positions 40
Positions with Activity 101
Sold Out Positions 22
Total Mkt Value (in $ millions) 924

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.27%
Capital Goods 2.69%
Conglomerates 5.07%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical
Energy 15.41%
Financial 27.17%
Healthcare 11.03%
Services 14.59%
Technology 7.92%
Transportation
Utilities 1.22%

113 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORTHERN TIER ENERGY LP COM UN REPR PART 62,086 62,086 New 2,371,500
CVR REFNG LP COMUNIT REP LT 46,820 46,820 New 1,950,000
ACTAVIS PLC SHS 42,792 11,899 38.51 188,529
BP PRUDHOE BAY RTY TR UNIT BEN INT 40,211 194 .48 414,847
ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 40,153 4,816 13.63 3,335,000
AMERICAN RLTY CAP PPTYS INC COM 31,244 20,069 179.60 2,374,129
NEW RESIDENTIAL INVT CORP COM 29,764 8,465 39.74 4,747,000
COVIDIEN PLC SHS 25,927 25,927 New 298,600
GREENLIGHT CAPITAL RE LTD CLASS A 24,677 1,711 7.45 721,349
PACIFIC ETHANOL INC COM PAR $.001 23,114 12,252 112.80 1,000,180
TIME WARNER CABLE INC COM 22,796 8,254 56.77 154,100
NEWCASTLE INVT CORP NEW COM NEW 22,374 22,374 New 1,651,183
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 20,326 -5,008 (19.77) 791,509
ALLERGAN INC COM 19,576 19,576 New 119,600
JABIL CIRCUIT INC COM 18,475 New 856,100
MONTPELIER RE HOLDINGS LTD SHS 17,457 -145 (0.82) 555,078
SYNOVUS FINL CORP COM NEW 16,667 (0) 690,131
PLATINUM UNDERWRITER HLDGS LTD COM 16,208 -664 (3.93) 259,449
GENWORTH FINL INC COM CL A 15,950 325 2.08 1,124,000
PARTNERRE LTD COM 15,657 -1,118 (6.67) 140,186