VERTEX ONE ASSET MANAGEMENT INC. Information

1920-1177 WEST HASTINGS STREET, VANCOUVER, , V6E 2K3, (604) 681-5787

Report Date: 06/30/2014

Position Statistics

Total Positions 113
New Positions 26
Increased Positions 61
Decreased Positions 40
Positions with Activity 101
Sold Out Positions 22
Total Mkt Value (in $ millions) 893

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 2.69%
Conglomerates 5.07%
Consumer Cyclical 2.36%
Consumer/Non-Cyclical
Energy 14.02%
Financial 28.05%
Healthcare 11.91%
Services 15.08%
Technology 8.08%
Transportation
Utilities 0.68%

113 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORTHERN TIER ENERGY LP COM UN REPR PART 56,537 56,537 New 2,371,500
ACTAVIS PLC SHS 45,588 12,676 38.51 188,529
CVR REFNG LP COMUNIT REP LT 45,279 45,279 New 1,950,000
ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 39,653 4,756 13.63 3,335,000
BP PRUDHOE BAY RTY TR UNIT BEN INT 38,697 187 .48 414,847
NEW RESIDENTIAL INVT CORP COM 29,764 8,465 39.74 4,747,000
AMERICAN RLTY CAP PPTYS INC COM 29,558 18,986 179.60 2,374,129
COVIDIEN PLC SHS 27,128 27,128 New 298,600
GREENLIGHT CAPITAL RE LTD CLASS A 24,144 1,674 7.45 721,349
TIME WARNER CABLE INC COM 23,602 8,546 56.77 154,100
NEWCASTLE INVT CORP NEW COM NEW 21,449 21,449 New 1,651,183
ALLERGAN INC COM 20,118 20,118 New 119,600
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 20,017 -4,932 (19.77) 791,509
JABIL CIRCUIT INC COM 18,269 New 856,100
MONTPELIER RE HOLDINGS LTD SHS 17,801 -148 (0.82) 555,078
SYNOVUS FINL CORP COM NEW 17,177 (0) 690,131
OFFICE DEPOT INC COM 16,830 16,830 New 3,000,000
MALLINCKRODT PUB LTD CO SHS 16,341 16,341 New 183,975
PLATINUM UNDERWRITER HLDGS LTD COM 16,231 -665 (3.93) 259,449
PACIFIC ETHANOL INC COM PAR $.001 15,973 8,467 112.80 1,000,180