VERITION FUND MANAGEMENT LLC Information

ONE AMERICAN LANE, GREENWICH, Connecticut, 06831, (203) 742-7740

Report Date: 12/31/2013

Position Statistics

Total Positions 721
New Positions 275
Increased Positions 337
Decreased Positions 381
Positions with Activity 718
Sold Out Positions 278
Total Mkt Value (in $ millions) 300

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.24%
Capital Goods 3.47%
Conglomerates 0.24%
Consumer Cyclical 2.29%
Consumer/Non-Cyclical 2.86%
Energy 3.69%
Financial 31.92%
Healthcare 6.56%
Services 9.28%
Technology 33.37%
Transportation 1.06%
Utilities 1.74%

278 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN CHILE FD INC COM -138 Sold Out 0
ADVANCED MICRO DEVICES INC COM -1,259 Sold Out 0
AEGERION PHARMACEUTICALS INC COM -230 Sold Out 0
AETNA INC NEW COM -736 Sold Out 0
ALERE INC COM -422 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -451 Sold Out 0
ALTRIA GROUP INC COM -313 Sold Out 0
ANALOG DEVICES INC COM -397 Sold Out 0
ARES CAP CORP COM -187 Sold Out 0
ARMOUR RESIDENTIAL REIT INC COM -45 Sold Out 0
ASHLAND INC NEW COM -1,451 Sold Out 0
ATMEL CORP COM -82 Sold Out 0
ATWOOD OCEANICS INC COM -178 Sold Out 0
AVANIR PHARMACEUTICALS INC CL A NEW -44 Sold Out 0
AXIALL CORP COM -326 Sold Out 0
AXIS CAPITAL HOLDINGS LTD SHS -228 Sold Out 0
BAIDU INC SPON ADR REP A -596 Sold Out 0
BANK NEW YORK MELLON CORP COM -324 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -1,157 Sold Out 0
BIO RAD LABS INC CL A -2,774 Sold Out 0