USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2014

Position Statistics

Total Positions 295
New Positions 39
Increased Positions 178
Decreased Positions 75
Positions with Activity 253
Sold Out Positions 21
Total Mkt Value (in $ millions) 295

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.68%
Capital Goods 3.36%
Conglomerates 0.41%
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 7.41%
Energy 16.57%
Financial 15.37%
Healthcare 7.13%
Services 10.88%
Technology 12.35%
Transportation 2.32%
Utilities 14.83%

295 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN ASIA PACIFIC INCOM FD COM -99 Sold Out 0
AIRGAS INC COM -666 Sold Out 0
ANNALY CAP MGMT INC COM -167 Sold Out 0
BENEFITFOCUS INC COM -127 Sold Out 0
CINCINNATI FINL CORP COM -333 Sold Out 0
COACH INC COM -468 Sold Out 0
DISCOVER FINL SVCS COM -787 Sold Out 0
ENERGIZER HLDGS INC COM -847 Sold Out 0
FOOT LOCKER INC COM -1,076 Sold Out 0
HOMEAWAY INC COM -166 Sold Out 0
HUBBELL INC CL B -771 Sold Out 0
LINNCO LLC COMSHS LTD INT -206 Sold Out 0
LOWES COS INC COM -214 Sold Out 0
PENSKE AUTOMOTIVE GRP INC COM -765 Sold Out 0
PRICE T ROWE GROUP INC COM -708 Sold Out 0
SANDRIDGE ENERGY INC COM -157 Sold Out 0
SMUCKER J M CO COM NEW -674 Sold Out 0
SPDR GOLD TRUST GOLD SHS -336 Sold Out 0
WISDOMTREE TR EMERG MKTS ETF -372 Sold Out 0
YAHOO INC COM -219 Sold Out 0