USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 06/30/2014

Position Statistics

Total Positions 321
New Positions 47
Increased Positions 168
Decreased Positions 100
Positions with Activity 268
Sold Out Positions 28
Total Mkt Value (in $ millions) 300

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.12%
Capital Goods 3.48%
Conglomerates 0.34%
Consumer Cyclical 2.44%
Consumer/Non-Cyclical 6.15%
Energy 15.86%
Financial 17.4%
Healthcare 6.43%
Services 10.57%
Technology 12.71%
Transportation 2.96%
Utilities 15.01%

321 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
CABOT CORP COM -884 Sold Out 0
CVS HEALTH CORP COM -992 Sold Out 0
DESARROLLADORA HOMEX S A DE CV SPONSORED ADR -11 Sold Out 0
EASTMAN CHEM CO COM -821 Sold Out 0
ENTERGY CORP NEW COM -753 Sold Out 0
EOG RES INC COM -310 Sold Out 0
EP ENERGY CORP CL A -207 Sold Out 0
FRANKS INTL N V COM -314 Sold Out 0
GILEAD SCIENCES INC COM -340 Sold Out 0
GOLDMAN SACHS MLP INC OPP FD COM SHS -298 Sold Out 0
GOODRICH PETE CORP COM NEW -203 Sold Out 0
GT ADVANCED TECHNOLOGIES INC COM -112 Sold Out 0
HASBRO INC COM -825 Sold Out 0
HILTON WORLDWIDE HLDGS INC COM -436 Sold Out 0
HSN INC COM -833 Sold Out 0
INTERNATIONAL BUSINESS MACHS COM -293 Sold Out 0
KLA-TENCOR CORP COM -1,013 Sold Out 0
MACYS INC COM -877 Sold Out 0
MATTEL INC COM -759 Sold Out 0
MELCO CROWN ENTMT LTD ADR -195 Sold Out 0