USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2015

Position Statistics

Total Positions 395
New Positions 36
Increased Positions 203
Decreased Positions 147
Positions with Activity 350
Sold Out Positions 28
Total Mkt Value (in $ millions) 480

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.42%
Capital Goods 3.38%
Conglomerates 0.2%
Consumer Cyclical 3.94%
Consumer/Non-Cyclical 6.44%
Energy 7.02%
Financial 30.99%
Healthcare 7.87%
Services 12.52%
Technology 12.39%
Transportation 1.5%
Utilities 7.57%

395 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ALCATEL-LUCENT SPONSORED ADR -200 Sold Out 0
CENTER COAST MLP & INFRSTR FD COM SHS -158 Sold Out 0
CONSOLIDATED EDISON INC COM -223 Sold Out 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN -174 Sold Out 0
GAP INC DEL COM -423 Sold Out 0
GOLDCORP INC NEW COM -195 Sold Out 0
GOLDMAN SACHS GROUP INC COM -207 Sold Out 0
GOLDMAN SACHS MLP ENERGY RENAI COM -80 Sold Out 0
GRAINGER W W INC COM -1,159 Sold Out 0
HEWLETT PACKARD ENTERPRISE CO COM -797 Sold Out 0
LEGACY RESVS LP UNIT LP INT -33 Sold Out 0
MARKETO INC COM -266 Sold Out 0
MARSH & MCLENNAN COS INC COM -1,353 Sold Out 0
MATTEL INC COM -1,569 Sold Out 0
NEWMONT MINING CORP COM -337 Sold Out 0
PARKER HANNIFIN CORP COM -1,159 Sold Out 0
PJT PARTNERS INC COM CL A -25 Sold Out 0
PLAINS GP HLDGS L P SHS A REP LTPN -115 Sold Out 0
PRICE T ROWE GROUP INC COM -1,121 Sold Out 0
REPUBLIC SVCS INC COM -1,734 Sold Out 0