USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 365

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.65%
Capital Goods 3.31%
Conglomerates
Consumer Cyclical 2.43%
Consumer/Non-Cyclical 6.11%
Energy 10.6%
Financial 29.52%
Healthcare 6.24%
Services 9.68%
Technology 10.28%
Transportation 1.98%
Utilities 12.83%

372 Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 355 9 2.55 2,254
ABBOTT LABS COM 1,216 57 4.92 26,038
ABBVIE INC COM 3,836 -409 (9.64) 59,639
ABM INDS INC COM 1,190 29 2.53 36,991
ACE LIMITED SHS 292 3 1.12 2,711
ACTAVIS PLC SHS 353 30 9.43 1,219
ADVISORSHARES TR TRIMTABS FLT 874 874 New 15,152
AKAMAI TECHNOLOGIES INC COM 287 New 3,850
ALCATEL-LUCENT SPONSORED ADR 197 -2 (0.92) 57,746
ALIBABA GROUP HLDG LTD SPONSORED ADS 288 288 New 3,550
ALLEGHANY CORP DEL COM 291 New 611
ALLSTATE CORP COM 413 New 5,909
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 247 -3 (1.2) 35,091
ALPS ETF TR ALERIAN MLP 499 21 4.36 28,972
ALPS ETF TR SECTR DIV DOGS 820 820 New 21,100
ALTRIA GROUP INC COM 4,473 -997 (18.23) 88,287
AMBEV SA SPONSORED ADR 71 .09 11,260
AMERICAN ELEC PWR INC COM 1,821 317 21.05 31,926
AMERICAN EXPRESS CO COM 233 15 6.76 2,999
AMERICAN INTL GROUP INC COM NEW 511 127 33.08 8,850