USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 363

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.58%
Capital Goods 3.35%
Conglomerates
Consumer Cyclical 2.43%
Consumer/Non-Cyclical 6.21%
Energy 10.08%
Financial 29.84%
Healthcare 6.43%
Services 9.79%
Technology 10.47%
Transportation 1.88%
Utilities 12.59%

372 Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 363 9 2.55 2,254
ABBOTT LABS COM 1,276 60 4.92 26,038
ABBVIE INC COM 4,018 -429 (9.64) 59,639
ABM INDS INC COM 1,213 30 2.53 36,991
ACE LIMITED SHS 291 3 1.12 2,711
ACTAVIS PLC SHS 374 32 9.43 1,219
ADVISORSHARES TR TRIMTABS FLT 886 886 New 15,152
AKAMAI TECHNOLOGIES INC COM 299 New 3,850
ALCATEL-LUCENT SPONSORED ADR 225 -2 (0.92) 57,746
ALIBABA GROUP HLDG LTD SPONSORED ADS 329 329 New 3,550
ALLEGHANY CORP DEL COM 295 New 611
ALLSTATE CORP COM 400 New 5,909
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 244 -3 (1.2) 35,091
ALPS ETF TR ALERIAN MLP 486 20 4.36 28,972
ALPS ETF TR SECTR DIV DOGS 810 810 New 21,100
ALTRIA GROUP INC COM 4,576 -1,020 (18.23) 88,287
AMBEV SA SPONSORED ADR 66 .09 11,260
AMERICAN ELEC PWR INC COM 1,790 311 21.05 31,926
AMERICAN EXPRESS CO COM 240 15 6.76 2,999
AMERICAN INTL GROUP INC COM NEW 526 131 33.08 8,850