USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 09/30/2014

Position Statistics

Total Positions 357
New Positions 62
Increased Positions 224
Decreased Positions 99
Positions with Activity 323
Sold Out Positions 33
Total Mkt Value (in $ millions) 319

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.9%
Capital Goods 3.81%
Conglomerates 0.48%
Consumer Cyclical 2.5%
Consumer/Non-Cyclical 7.23%
Energy 12.98%
Financial 20.49%
Healthcare 6.51%
Services 10.7%
Technology 11.46%
Transportation 2.12%
Utilities 14.67%

357 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 360 -67 (15.69) 2,198
ABBOTT LABS COM 1,084 .02 24,817
ABBVIE INC COM 4,165 415 11.06 66,001
ABM INDS INC COM 1,058 179 20.36 36,077
ACCESS MIDSTREAM PARTNERS L P UNIT 577 577 New 10,900
ACE LIMITED SHS 298 9 2.96 2,681
AKAMAI TECHNOLOGIES INC COM 232 New 3,850
ALCATEL-LUCENT SPONSORED ADR 202 3 1.75 58,280
ALLEGHANY CORP DEL COM 278 7 2.52 611
ALLERGAN INC COM 683 -63 (8.41) 3,026
ALLSTATE CORP COM 422 17 4.11 5,909
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 240 New 35,516
ALPS ETF TR ALERIAN MLP 480 235 95.78 27,762
ALTRIA GROUP INC COM 5,891 806 15.84 107,967
AMBEV SA SPONSORED ADR 74 New 11,250
AMERICAN ELEC PWR INC COM 1,695 36 2.20 26,375
AMERICAN EXPRESS CO COM 231 43 22.88 2,809
AMERICAN INTL GROUP INC COM NEW 336 48 16.67 6,650
AMERICAN MIDSTREAM PARTNERS LP COM UNITS 248 New 13,170
AMERICAN WTR WKS CO INC NEW COM 297 297 New 5,232