USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 354

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.47%
Capital Goods 3.41%
Conglomerates
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 6.24%
Energy 10.01%
Financial 29.97%
Healthcare 6.33%
Services 9.98%
Technology 10.07%
Transportation 2.01%
Utilities 12.56%

372 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR CR BD ETF 370 New 3,508
ISHARES TR 1-3 YR TR BD ETF 592 .01 6,984
ISHARES TR 20+ YR TR BD ETF 582 -334 (36.47) 4,437
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 223 -755 (77.19) 4,520
GW PHARMACEUTICALS PLC ADS -303 Sold Out 0
MARKET VECTORS ETF TR AGRIBUS ETF 261 New 4,870
ALPS ETF TR ALERIAN MLP 477 20 4.36 28,972
SPDR SERIES TRUST BRC HGH YLD BD -255 Sold Out 0
SPDR SERIES TRUST BRCLYS 1-3MT ETF 505 -58 (10.26) 11,036
BERKSHIRE HATHAWAY INC DEL CL A 2,387 New 11
COMCAST CORP NEW CL A -283 Sold Out 0
CONSTELLATION BRANDS INC CL A 584 -15 (2.58) 5,100
DSW INC CL A 421 421 New 11,507
FACEBOOK INC CL A 396 25 6.74 4,750
GOOGLE INC CL A 2,338 -39 (1.64) 4,194
GOPRO INC CL A 290 -51 (15) 6,800
MASTERCARD INC CL A 767 -76 (9.01) 8,786
MONDELEZ INTL INC CL A 883 -54 (5.77) 24,842
OCH ZIFF CAP MGMT GROUP CL A 185 -37 (16.67) 15,000
ZOETIS INC CL A 309 -1 (0.16) 6,690