USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2015

Position Statistics

Total Positions 383
New Positions 53
Increased Positions 130
Decreased Positions 240
Positions with Activity 370
Sold Out Positions 126
Total Mkt Value (in $ millions) 242

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.91%
Capital Goods 3.74%
Conglomerates
Consumer Cyclical 3.06%
Consumer/Non-Cyclical 8.06%
Energy 13.23%
Financial 18.53%
Healthcare 8.37%
Services 13.37%
Technology 12.26%
Transportation 2.52%
Utilities 9.37%

383 Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR CR BD ETF 352 -17 (4.7) 3,343
ISHARES TR 1-3 YR TR BD ETF -593 Sold Out 0
ISHARES TR 20+ YR TR BD ETF -515 Sold Out 0
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 783 591 307.52 18,420
MELCO CROWN ENTMT LTD ADR 149 149 New 7,205
MARKET VECTORS ETF TR AGRIBUS ETF 268 -3 (1.03) 4,820
ALPS ETF TR ALERIAN MLP 174 -278 (61.59) 11,129
SPDR SERIES TRUST BRC HGH YLD BD 243 243 New 6,328
SPDR SERIES TRUST BRCLYS 1-3MT ETF -504 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL A 2,265 New 11
COLONY CAP INC CL A 241 -9 (3.64) 10,600
CONSTELLATION BRANDS INC CL A 672 74 12.45 5,735
DSW INC CL A -394 Sold Out 0
EP ENERGY CORP CL A 136 136 New 12,000
FACEBOOK INC CL A -415 Sold Out 0
GOOGLE INC CL A 2,065 -230 (10.04) 3,773
GOPRO INC CL A -352 Sold Out 0
LIBERTY MEDIA CORP DELAWARE CL A 72 72 New 2,001
MASTERCARD INC CL A 1,527 699 84.45 16,206
MONDELEZ INTL INC CL A 1,123 91 8.78 27,024