USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2014

Position Statistics

Total Positions 295
New Positions 39
Increased Positions 178
Decreased Positions 75
Positions with Activity 253
Sold Out Positions 21
Total Mkt Value (in $ millions) 293

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.75%
Capital Goods 3.3%
Conglomerates 0.41%
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 7.32%
Energy 16.95%
Financial 15.29%
Healthcare 7.13%
Services 11.15%
Technology 12.29%
Transportation 2.27%
Utilities 14.48%

295 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR CR BD ETF 352 New 3,343
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 1,224 New 18,420
MELCO CROWN ENTMT LTD ADR 245 245 New 7,205
MARKET VECTORS ETF TR AGRIBUS ETF 258 3 1.26 4,820
ALPS ETF TR ALERIAN MLP 209 .09 11,129
SPDR SERIES TRUST BRC HGH YLD BD 259 -16 (5.92) 6,328
BERKSHIRE HATHAWAY INC DEL CL A 2,109 New 11
CONSTELLATION BRANDS INC CL A 485 212 77.28 5,735
EP ENERGY CORP CL A 244 244 New 12,000
FIDELITY NATIONAL FINANCIAL IN CL A 436 4 .88 13,308
GOOGLE INC CL A 2,247 108 5.07 3,773
LIBERTY MEDIA CORP DELAWARE CL A 97 97 New 2,001
MASTERCARD INC CL A 1,230 83 7.25 16,206
MONDELEZ INTL INC CL A 999 .01 27,024
OCH ZIFF CAP MGMT GROUP CL A 775 192 33.01 55,200
ZOETIS INC CL A -224 Sold Out 0
AMREIT INC NEW CL B 1,201 New 50,900
FREEPORT-MCMORAN INC CL B 2,236 176 8.52 59,017
HUBBELL INC CL B -757 Sold Out 0
UNITED PARCEL SERVICE INC CL B 768 768 New 7,733