USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 364

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.6%
Capital Goods 3.35%
Conglomerates
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 6.22%
Energy 10.22%
Financial 29.82%
Healthcare 6.41%
Services 9.72%
Technology 10.36%
Transportation 1.89%
Utilities 12.67%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AMERICAN MIDSTREAM PARTNERS LP COM UNITS -236 Sold Out 0
AMERICAN WTR WKS CO INC NEW COM -280 Sold Out 0
ANTERO RES CORP COM -395 Sold Out 0
ARES CAP CORP COM -177 Sold Out 0
ATLAS RESOURCE PARTNERS LP COM UNT LTD PR -255 Sold Out 0
BLACKROCK CORPOR HI YLD FD INC COM -136 Sold Out 0
CALIFORNIA RES CORP COM -68 Sold Out 0
CHENIERE ENERGY INC COM NEW -313 Sold Out 0
CIGNA CORPORATION COM -305 Sold Out 0
CIMAREX ENERGY CO COM -302 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET -286 Sold Out 0
COMCAST CORP NEW CL A -291 Sold Out 0
CONNECTICUT WTR SVC INC COM -1,050 Sold Out 0
DOUBLELINE OPPORTUNISTIC CR FD COM -338 Sold Out 0
GLAXOSMITHKLINE PLC SPONSORED ADR -206 Sold Out 0
GROUP 1 AUTOMOTIVE INC COM -384 Sold Out 0
GW PHARMACEUTICALS PLC ADS -395 Sold Out 0
HI-CRUSH PARTNERS LP COM UNIT LTD -136 Sold Out 0
IMAX CORP COM -465 Sold Out 0
ISHARES TR MSCI EMG MKT ETF -518 Sold Out 0