USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2015

Position Statistics

Total Positions 384
New Positions 53
Increased Positions 131
Decreased Positions 240
Positions with Activity 371
Sold Out Positions 126
Total Mkt Value (in $ millions) 243

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.54%
Capital Goods 3.8%
Conglomerates
Consumer Cyclical 3.01%
Consumer/Non-Cyclical 8.56%
Energy 12.05%
Financial 18.4%
Healthcare 8.64%
Services 13.09%
Technology 12.26%
Transportation 2.57%
Utilities 9.21%

384 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADVISORSHARES TR TRIMTABS FLT -874 Sold Out 0
ALIBABA GROUP HLDG LTD SPONSORED ADS -278 Sold Out 0
ALLERGAN PLC SHS -404 Sold Out 0
ALPS ETF TR SECTR DIV DOGS -769 Sold Out 0
AMERICAN EXPRESS CO COM -228 Sold Out 0
AMTRUST FINL SVCS INC COM -1,633 Sold Out 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR -344 Sold Out 0
BAKER HUGHES INC COM -215 Sold Out 0
BANK NEW YORK MELLON CORP COM -348 Sold Out 0
BERRY PLASTICS GROUP INC COM -298 Sold Out 0
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN -1,277 Sold Out 0
BLACKROCK MUNIHLDGS NY QLTY FD COM -140 Sold Out 0
BLACKSTONE GSO FLTING RTE FUND COM -784 Sold Out 0
BUCKEYE PARTNERS L P UNIT LTD PARTN -405 Sold Out 0
CALPINE CORP COM NEW -177 Sold Out 0
CBRE CLARION GLOBAL REAL ESTAT COM -540 Sold Out 0
CENTERPOINT ENERGY INC COM -175 Sold Out 0
CLEARBRIDGE ENERGY MLP FD INC COM -744 Sold Out 0
COHEN & STEERS CLOSED END OPPO COM -403 Sold Out 0
COLGATE PALMOLIVE CO COM -239 Sold Out 0