USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 09/30/2014

Position Statistics

Total Positions 357
New Positions 63
Increased Positions 224
Decreased Positions 99
Positions with Activity 323
Sold Out Positions 33
Total Mkt Value (in $ millions) 335

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.26%
Capital Goods 3.87%
Conglomerates 0.46%
Consumer Cyclical 2.4%
Consumer/Non-Cyclical 6.64%
Energy 14.77%
Financial 20.02%
Healthcare 6.77%
Services 10%
Technology 11.34%
Transportation 2.06%
Utilities 14.82%

357 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
BHP BILLITON PLC SPONSORED ADR -166 Sold Out 0
COHEN & STEERS INFRASTRUCTURE COM -202 Sold Out 0
CONSOLIDATED EDISON INC COM -218 Sold Out 0
DSW INC CL A -859 Sold Out 0
EASTGROUP PPTY INC COM -240 Sold Out 0
EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT -211 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -433 Sold Out 0
FRONTIER COMMUNICATIONS CORP COM -110 Sold Out 0
HANESBRANDS INC COM -1,291 Sold Out 0
HUNTINGTON INGALLS INDS INC COM -360 Sold Out 0
INGREDION INC COM -1,080 Sold Out 0
INTERNATIONAL FLAVORS&FRAGRANC COM -965 Sold Out 0
ISHARES MSCI MEX CAP ETF -398 Sold Out 0
L BRANDS INC COM -765 Sold Out 0
LAREDO PETROLEUM INC COM -204 Sold Out 0
LIBERTY BROADBAND CORP COM SER A -25 Sold Out 0
LIBERTY BROADBAND CORP COM SER C -49 Sold Out 0
LIBERTY MEDIA CORP DELAWARE CL A -68 Sold Out 0
LIBERTY MEDIA CORP DELAWARE COM SER C -136 Sold Out 0
LILLY ELI & CO COM -1,295 Sold Out 0