USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 365

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.61%
Capital Goods 3.37%
Conglomerates
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 6.2%
Energy 10.23%
Financial 29.77%
Healthcare 6.38%
Services 9.73%
Technology 10.39%
Transportation 1.89%
Utilities 12.65%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SEAGATE TECHNOLOGY PLC SHS 1,319 -1,486 (52.99) 23,814
SNAP ON INC COM -1,283 Sold Out 0
SMUCKER J M CO COM NEW -1,105 Sold Out 0
DUKE ENERGY CORP NEW COM NEW 375 -1,089 (74.37) 4,927
ST JUDE MED INC COM -1,077 Sold Out 0
WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 509 -1,068 (67.71) 8,755
CONNECTICUT WTR SVC INC COM -1,059 Sold Out 0
ALTRIA GROUP INC COM 4,559 -1,016 (18.23) 88,287
SOUTHERN COPPER CORP COM -933 Sold Out 0
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 243 -822 (77.19) 4,520
CUMMINS INC COM 1,004 -819 (44.91) 7,075
EATON CORP PLC SHS 653 -764 (53.91) 8,897
ISHARES SHRT TRS BD ETF 241 -661 (73.3) 2,182
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF -584 Sold Out 0
REYNOLDS AMERICAN INC COM 2,100 -577 (21.54) 27,821
TARGA RESOURCES PARTNERS LP COM UNIT 550 -551 (50.08) 12,180
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 453 -543 (54.49) 1,613
ISHARES TR MSCI EMG MKT ETF -516 Sold Out 0
TRINITY INDS INC COM -502 Sold Out 0
CONCHO RES INC COM 246 -470 (65.6) 2,019