USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2013

Position Statistics

Total Positions 293
New Positions 47
Increased Positions 146
Decreased Positions 109
Positions with Activity 255
Sold Out Positions 39
Total Mkt Value (in $ millions) 259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 3.11%
Conglomerates 0.33%
Consumer Cyclical 1.32%
Consumer/Non-Cyclical 7.4%
Energy 18.25%
Financial 17.29%
Healthcare 7.36%
Services 9.21%
Technology 11.77%
Transportation 1.54%
Utilities 14.79%

293 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
CVR REFNG LP COMUNIT REP LT -1,113 Sold Out 0
FIRST LONG IS CORP COM -977 Sold Out 0
REALTY INCOME CORP COM -971 Sold Out 0
SENIOR HSG PPTYS TR SH BEN INT -898 Sold Out 0
YORK WTR CO COM -880 Sold Out 0
OWENS & MINOR INC NEW COM -868 Sold Out 0
ARTESIAN RESOURCES CORP CL A -862 Sold Out 0
NGL ENERGY PARTNERS LP COM UNIT REPST 1,147 -739 (39.19) 30,100
SOUTHSIDE BANCSHARES INC COM -588 Sold Out 0
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 1,105 -577 (34.31) 17,040
VECTOR GROUP LTD COM -536 Sold Out 0
AGL RES INC COM -530 Sold Out 0
OMEGA HEALTHCARE INVS INC COM 365 -503 (57.93) 10,617
CHESAPEAKE UTILS CORP COM -496 Sold Out 0
TANGER FACTORY OUTLET CTRS INC COM -496 Sold Out 0
UNS ENERGY CORP COM -496 Sold Out 0
FORD MTR CO DEL COM PAR $0.01 878 -485 (35.6) 54,860
MCDONALDS CORP COM 1,898 -481 (20.23) 18,937
SJW CORP COM -472 Sold Out 0
GENERAL MLS INC COM -466 Sold Out 0