USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2015

Position Statistics

Total Positions 384
New Positions 53
Increased Positions 131
Decreased Positions 240
Positions with Activity 371
Sold Out Positions 126
Total Mkt Value (in $ millions) 243

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.54%
Capital Goods 3.8%
Conglomerates
Consumer Cyclical 3.01%
Consumer/Non-Cyclical 8.56%
Energy 12.05%
Financial 18.4%
Healthcare 8.64%
Services 13.09%
Technology 12.26%
Transportation 2.57%
Utilities 9.21%

384 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES TR IBOXX INV CP ETF 292 -10,025 (97.17) 2,510
ENTERPRISE PRODS PARTNERS L P COM 8,117 -9,089 (52.83) 286,522
ISHARES TR RUS MDCP VAL ETF -6,610 Sold Out 0
SPDR S&P 500 ETF TR TR UNIT 2,018 -6,064 (75.03) 9,586
ISHARES TR RUSSELL 2000 ETF 1,371 -4,069 (74.79) 11,154
APPLE INC COM 543 -3,606 (86.92) 4,475
KINDER MORGAN INC DEL COM -3,168 Sold Out 0
TARGET CORP COM 719 -3,032 (80.83) 8,787
GOOGLE INC CL C -3,010 Sold Out 0
CISCO SYS INC COM 2,894 -2,251 (43.75) 101,815
SELECT SECTOR SPDR TR SBI INT-ENERGY -2,163 Sold Out 0
PFIZER INC COM 3,665 -2,002 (35.33) 101,638
MEDTRONIC PLC SHS -1,948 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,848 -1,789 (49.19) 12,950
LOWES COS INC COM -1,664 Sold Out 0
EXELON CORP COM 511 -1,652 (76.39) 15,913
AMTRUST FINL SVCS INC COM -1,633 Sold Out 0
SPDR SERIES TRUST S&P RETAIL ETF -1,615 Sold Out 0
NUVEEN CORE EQUITY ALPHA FUND COM -1,582 Sold Out 0
NUVEEN BUILD AMER BD FD COM -1,575 Sold Out 0