USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 365

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.61%
Capital Goods 3.37%
Conglomerates
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 6.2%
Energy 10.23%
Financial 29.77%
Healthcare 6.38%
Services 9.73%
Technology 10.39%
Transportation 1.89%
Utilities 12.65%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 1,170 -126 (9.73) 20,253
RPM INTL INC COM 1,141 1,141 New 22,532
GABELLI DIVD & INCOME TR COM 1,136 630 124.68 52,325
PENTAIR PLC SHS 1,130 920 437.15 17,135
COMCAST CORP NEW CL A SPL 1,122 27 2.48 19,620
ROYAL DUTCH SHELL PLC SPONS ADR A 1,120 160 16.68 17,984
EVERSOURCE ENERGY COM 1,112 43 3.99 22,498
PALO ALTO NETWORKS INC COM 1,100 -80 (6.78) 6,870
VERIZON COMMUNICATIONS INC COM 1,099 92 9.09 22,019
REPUBLIC SVCS INC COM 1,097 26 2.42 26,975
GENTEX CORP COM 1,095 1,095 New 62,696
PARKER HANNIFIN CORP COM 1,067 1,067 New 8,527
THOR INDS INC COM 1,059 35 3.43 16,919
BRISTOL MYERS SQUIBB CO COM 1,055 -70 (6.22) 15,310
BLACKSTONE GROUP L P COM UNIT LTD 1,055 -122 (10.36) 24,205
HOME DEPOT INC COM 1,035 (0.01) 9,238
ISHARES NAT AMT FREE BD 1,017 109 11.97 9,364
PLAINS GP HLDGS L P SHS A REP LTPN 1,012 -43 (4.05) 35,461
CUMMINS INC COM 1,004 -819 (44.91) 7,075
MONDELEZ INTL INC CL A 1,001 -61 (5.77) 24,842