USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 09/30/2014

Position Statistics

Total Positions 357
New Positions 62
Increased Positions 224
Decreased Positions 99
Positions with Activity 323
Sold Out Positions 33
Total Mkt Value (in $ millions) 321

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.91%
Capital Goods 3.84%
Conglomerates 0.48%
Consumer Cyclical 2.51%
Consumer/Non-Cyclical 7.23%
Energy 12.76%
Financial 20.44%
Healthcare 7.07%
Services 10.64%
Technology 11.96%
Transportation 2.12%
Utilities 14.59%

357 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
REPUBLIC SVCS INC COM 1,080 35 3.36 26,338
COMCAST CORP NEW CL A SPL 1,074 33 3.15 19,145
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 1,073 49 4.76 19,815
ABM INDS INC COM 1,064 180 20.36 36,077
GENESIS ENERGY L P UNIT LTD PARTN 1,052 New 23,600
NUVEEN BUILD AMER BD FD COM 1,045 1,045 New 48,046
BRISTOL MYERS SQUIBB CO COM 1,013 21 2.10 16,325
PLAINS GP HLDGS L P SHS A REP LTPN 1,010 .01 36,958
ROYAL DUTCH SHELL PLC SPONS ADR A 1,005 23 2.33 15,413
SMUCKER J M CO COM NEW 987 987 New 9,266
MONDELEZ INTL INC CL A 974 -6 (0.61) 26,364
BLACKSTONE GROUP L P COM UNIT LTD 974 203 26.27 27,003
HOME DEPOT INC COM 974 36 3.83 9,239
GRAINGER W W INC COM 969 969 New 3,940
PRICE T ROWE GROUP INC COM 966 37 3.99 11,756
BP PLC SPONSORED ADR 957 207 27.63 24,593
VERIZON COMMUNICATIONS INC COM 952 -467 (32.89) 20,185
RICE ENERGY INC COM 951 276 40.90 51,850
ISHARES TR 20+ YR TR BD ETF 941 515 120.66 6,984
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 938 -119 (11.25) 3,544