USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2013

Position Statistics

Total Positions 293
New Positions 47
Increased Positions 146
Decreased Positions 109
Positions with Activity 255
Sold Out Positions 39
Total Mkt Value (in $ millions) 259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 3.11%
Conglomerates 0.33%
Consumer Cyclical 1.32%
Consumer/Non-Cyclical 7.4%
Energy 18.25%
Financial 17.29%
Healthcare 7.36%
Services 9.21%
Technology 11.77%
Transportation 1.54%
Utilities 14.79%

293 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM 973 386 65.59 25,005
HONEYWELL INTL INC COM 970 739 320.93 10,418
AMGEN INC COM 946 946 New 8,189
DU PONT E I DE NEMOURS & CO COM 938 7 .72 14,002
MONDELEZ INTL INC CL A 936 21 2.27 27,022
SPECTRA ENERGY CORP COM 909 -1 (0.08) 23,113
BP PLC SPONSORED ADR 901 49 5.73 18,433
FOOT LOCKER INC COM 900 900 New 19,884
ARC LOGISTICS PARTNERS LP COM UT REP LPN 896 896 New 41,550
FORD MTR CO DEL COM PAR $0.01 878 -485 (35.6) 54,860
MARATHON PETE CORP COM 874 530 154.49 9,719
ONEOK PARTNERS LP UNIT LTD PARTN 868 -9 (1.04) 15,300
CABOT CORP COM 867 867 New 14,664
ANTERO RES CORP COM 863 863 New 13,625
PPL CORP COM 860 237 38.08 25,962
BOEING CO COM 859 102 13.52 6,717
AMREIT INC NEW CL B 844 289 51.94 50,900
LITTELFUSE INC COM 843 New 8,600
BRISTOL MYERS SQUIBB CO COM 806 -305 (27.48) 16,303
E M C CORP MASS COM 785 122 18.49 29,481