USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2014

Position Statistics

Total Positions 295
New Positions 39
Increased Positions 178
Decreased Positions 75
Positions with Activity 253
Sold Out Positions 21
Total Mkt Value (in $ millions) 296

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.69%
Capital Goods 3.36%
Conglomerates 0.41%
Consumer Cyclical 2.43%
Consumer/Non-Cyclical 7.4%
Energy 16.68%
Financial 15.35%
Healthcare 7.12%
Services 10.85%
Technology 12.29%
Transportation 2.32%
Utilities 14.85%

295 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN ELEC PWR INC COM 1,350 209 18.29 25,781
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 1,333 New 18,420
BAXTER INTL INC COM 1,309 99 8.19 17,390
NGL ENERGY PARTNERS LP COM UNIT REPST 1,304 New 30,100
RIGNET INC COM 1,297 1,297 New 28,433
ISHARES TR RUSSELL 2000 ETF 1,282 142 12.50 11,154
GENESIS ENERGY L P UNIT LTD PARTN 1,281 109 9.26 23,600
YUM BRANDS INC COM 1,258 73 6.16 17,245
MASTERCARD INC CL A 1,238 84 7.25 16,206
COSTCO WHSL CORP NEW COM 1,226 124 11.21 10,138
NORFOLK SOUTHERN CORP COM 1,204 -12 (1.02) 11,321
AMREIT INC NEW CL B 1,204 New 50,900
MERCK & CO INC NEW COM 1,184 -293 (19.84) 19,902
LILLY ELI & CO COM 1,178 -571 (32.66) 19,002
PPL CORP COM 1,158 273 30.85 33,971
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 1,148 45 4.08 20,082
PLAINS GP HLDGS L P SHS A REP LTPN 1,114 28 2.54 36,452
CITIGROUP INC COM NEW 1,112 58 5.52 22,328
EXPRESS SCRIPTS HLDG CO COM 1,105 579 109.94 14,763
HONEYWELL INTL INC COM 1,082 84 8.44 11,297