USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 09/30/2014

Position Statistics

Total Positions 357
New Positions 63
Increased Positions 224
Decreased Positions 99
Positions with Activity 323
Sold Out Positions 33
Total Mkt Value (in $ millions) 334

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.22%
Capital Goods 3.89%
Conglomerates 0.46%
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 6.65%
Energy 14.43%
Financial 20.17%
Healthcare 6.81%
Services 10.1%
Technology 11.53%
Transportation 2.08%
Utilities 14.68%

357 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LIBERTY BROADBAND CORP COM SER C -51 Sold Out 0
LIBERTY MEDIA CORP DELAWARE CL A -70 Sold Out 0
LIBERTY MEDIA CORP DELAWARE COM SER C -139 Sold Out 0
LILLY ELI & CO COM -1,285 Sold Out 0
MARIN SOFTWARE INC COM -227 Sold Out 0
NATIONAL FUEL GAS CO N J COM -237 Sold Out 0
PENN VA CORP COM -118 Sold Out 0
PENSKE AUTOMOTIVE GRP INC COM -995 Sold Out 0
QEP MIDSTREAM PARTNERS LP COM UNIT RP LTD -168 Sold Out 0
RSP PERMIAN INC COM -281 Sold Out 0
TRANSOCEAN LTD REG SHS -130 Sold Out 0
UNITED CONTL HLDGS INC COM -456 Sold Out 0
VERITIV CORP COM -15 Sold Out 0
WADDELL & REED FINL INC CL A -656 Sold Out 0
WALGREEN CO COM -1,005 Sold Out 0
WEINGARTEN RLTY INVS SH BEN INT -277 Sold Out 0
WESTAR ENERGY INC COM -860 Sold Out 0