USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 06/30/2014

Position Statistics

Total Positions 321
New Positions 47
Increased Positions 168
Decreased Positions 100
Positions with Activity 268
Sold Out Positions 28
Total Mkt Value (in $ millions) 300

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.17%
Capital Goods 3.46%
Conglomerates 0.34%
Consumer Cyclical 2.49%
Consumer/Non-Cyclical 6.08%
Energy 16.21%
Financial 17.4%
Healthcare 6.19%
Services 10.54%
Technology 12.76%
Transportation 2.86%
Utilities 15.03%