USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 365

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.64%
Capital Goods 3.31%
Conglomerates
Consumer Cyclical 2.43%
Consumer/Non-Cyclical 6.09%
Energy 10.57%
Financial 29.58%
Healthcare 6.27%
Services 9.7%
Technology 10.3%
Transportation 1.96%
Utilities 12.78%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPARK ENERGY INC CL A COM -167 Sold Out 0
SPDR SERIES TRUST BRC HGH YLD BD -256 Sold Out 0
SPECTRA ENERGY CORP COM -251 Sold Out 0
SPIRIT AIRLS INC COM -276 Sold Out 0
ST JUDE MED INC COM -1,046 Sold Out 0
TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN -143 Sold Out 0
TRINITY INDS INC COM -459 Sold Out 0
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF -578 Sold Out 0
VEOLIA ENVIRONNEMENT SPONSORED ADR -275 Sold Out 0
WASTE MGMT INC DEL COM -289 Sold Out 0
WHITEWAVE FOODS CO COM -295 Sold Out 0
WILLIAMS COS INC DEL COM -339 Sold Out 0