USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2014

Position Statistics

Total Positions 295
New Positions 39
Increased Positions 178
Decreased Positions 75
Positions with Activity 253
Sold Out Positions 21
Total Mkt Value (in $ millions) 296

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.68%
Capital Goods 3.36%
Conglomerates 0.41%
Consumer Cyclical 2.43%
Consumer/Non-Cyclical 7.41%
Energy 16.65%
Financial 15.38%
Healthcare 7.11%
Services 10.86%
Technology 12.32%
Transportation 2.31%
Utilities 14.82%

295 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DISCOVER FINL SVCS COM -792 Sold Out 0
ENERGIZER HLDGS INC COM -843 Sold Out 0
FOOT LOCKER INC COM -1,045 Sold Out 0
HOMEAWAY INC COM -165 Sold Out 0
HUBBELL INC CL B -771 Sold Out 0
LINNCO LLC COMSHS LTD INT -205 Sold Out 0
LOWES COS INC COM -214 Sold Out 0
PENSKE AUTOMOTIVE GRP INC COM -769 Sold Out 0
PRICE T ROWE GROUP INC COM -709 Sold Out 0
SANDRIDGE ENERGY INC COM -158 Sold Out 0
SMUCKER J M CO COM NEW -676 Sold Out 0
SPDR GOLD TRUST GOLD SHS -335 Sold Out 0
WISDOMTREE TR EMERG MKTS ETF -374 Sold Out 0
YAHOO INC COM -217 Sold Out 0
ZOETIS INC CL A -236 Sold Out 0