USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2014

Position Statistics

Total Positions 294
New Positions 38
Increased Positions 177
Decreased Positions 75
Positions with Activity 252
Sold Out Positions 21
Total Mkt Value (in $ millions) 297

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.72%
Capital Goods 3.32%
Conglomerates 0.4%
Consumer Cyclical 2.48%
Consumer/Non-Cyclical 7.45%
Energy 17.04%
Financial 15.22%
Healthcare 7.08%
Services 10.99%
Technology 12.23%
Transportation 2.26%
Utilities 14.56%

294 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GENERAL MTRS CO COM 1,901 768 67.76 50,814
SPDR S&P 500 ETF TR TR UNIT 1,895 -89 (4.48) 9,586
SEAGATE TECHNOLOGY PLC SHS 1,893 -21 (1.11) 32,200
TIME WARNER INC COM NEW 1,835 17 .96 21,039
TALLGRASS ENERGY PARTNERS LP COM UNIT 1,767 -86 (4.66) 40,925
POWERSHARES QQQ TRUST UNIT SER 1 1,717 -41 (2.35) 17,864
LINN ENERGY LLC UNIT LTD LIAB 1,698 49 2.98 54,830
EATON CORP PLC SHS 1,693 6 .35 21,549
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,661 61 3.80 12,950
VANGUARD INDEX FDS TOTAL STK MKT 1,645 -52 (3.04) 16,103
RIGNET INC COM 1,583 1,583 New 28,433
VISA INC COM CL A 1,574 6 .38 7,148
SOUTHERN CO COM 1,521 266 21.15 33,887
CENTURYLINK INC COM 1,492 -30 (1.94) 40,370
ROYAL DUTCH SHELL PLC SPONS ADR A 1,456 -186 (11.32) 17,710
DUKE ENERGY CORP NEW COM NEW 1,447 250 20.83 19,797
JPMORGAN CHASE & CO COM 1,445 20 1.40 24,819
MEDTRONIC INC COM 1,445 100 7.41 23,168
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 1,436 177 14.09 19,440
VERIZON COMMUNICATIONS INC COM 1,404 779 124.55 27,667