USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 367

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.55%
Capital Goods 3.31%
Conglomerates
Consumer Cyclical 2.43%
Consumer/Non-Cyclical 6.16%
Energy 10.45%
Financial 29.58%
Healthcare 6.36%
Services 9.76%
Technology 10.28%
Transportation 1.98%
Utilities 12.79%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXELON CORP COM 2,296 248 12.13 67,402
REYNOLDS AMERICAN INC COM 2,122 -583 (21.54) 27,821
UNITEDHEALTH GROUP INC COM 2,108 33 1.57 17,761
QUALCOMM INC COM 2,061 267 14.86 30,208
SOUTHERN CO COM 1,977 -40 (2) 44,064
POWERSHARES QQQ TRUST UNIT SER 1 1,948 12 .61 17,623
MEDTRONIC PLC SHS 1,928 -144 (6.97) 24,848
VANGUARD INDEX FDS TOTAL STK MKT 1,884 72 3.96 17,155
VISA INC COM CL A 1,865 -48 (2.53) 27,636
AMERICAN ELEC PWR INC COM 1,848 321 21.05 31,926
HALLIBURTON CO COM 1,831 139 8.19 38,152
WESTERN GAS PARTNERS LP COM UNIT LP IN 1,819 1,819 New 25,350
MARATHON PETE CORP COM 1,815 -382 (17.39) 17,596
JPMORGAN CHASE & CO COM 1,806 -26 (1.42) 28,852
TALLGRASS ENERGY PARTNERS LP COM UNIT 1,772 -111 (5.89) 35,925
LOWES COS INC COM 1,755 16 .94 23,989
TIME WARNER INC COM NEW 1,728 New 20,241
NUVEEN BUILD AMER BD FD COM 1,700 682 67.02 80,246
OCCIDENTAL PETE CORP DEL COM 1,669 -22 (1.29) 20,921
SPDR SERIES TRUST S&P RETAIL ETF 1,658 1,658 New 16,424