USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 09/30/2014

Position Statistics

Total Positions 357
New Positions 62
Increased Positions 224
Decreased Positions 99
Positions with Activity 323
Sold Out Positions 33
Total Mkt Value (in $ millions) 313

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.93%
Capital Goods 3.83%
Conglomerates 0.49%
Consumer Cyclical 2.52%
Consumer/Non-Cyclical 7.22%
Energy 12.87%
Financial 20.58%
Healthcare 7.06%
Services 10.7%
Technology 11.5%
Transportation 2.12%
Utilities 14.68%

357 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MEDTRONIC PLC SHS 1,907 90 4.95 26,709
TALLGRASS ENERGY PARTNERS LP COM UNIT 1,877 -135 (6.72) 38,175
UNITEDHEALTH GROUP INC COM 1,858 1,216 189.22 17,486
VISA INC COM CL A 1,807 -32 (1.73) 7,088
CUMMINS INC COM 1,791 96 5.63 12,843
POWERSHARES QQQ TRUST UNIT SER 1 1,771 -41 (2.24) 17,517
VANGUARD INDEX FDS TOTAL STK MKT 1,701 37 2.21 16,501
OCCIDENTAL PETE CORP DEL COM 1,696 1,366 414.79 21,194
DUKE ENERGY CORP NEW COM NEW 1,675 -159 (8.69) 19,221
OILTANKING PARTNERS L P UNIT LTD 1,670 -58 (3.35) 37,500
AMERICAN ELEC PWR INC COM 1,657 36 2.20 26,375
QUALCOMM INC COM 1,643 98 6.37 26,300
LOWES COS INC COM 1,610 1,610 New 23,766
JPMORGAN CHASE & CO COM 1,592 144 9.94 29,267
TIME WARNER INC COM NEW 1,577 -62 (3.8) 20,241
AMREIT INC NEW CL B 1,536 369 31.66 57,800
COSTCO WHSL CORP NEW COM 1,517 39 2.67 10,610
GRAN TIERRA ENERGY INC COM 1,418 -20 (1.41) 662,850
HALLIBURTON CO COM 1,410 -42 (2.89) 35,265
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 1,378 148 12.02 22,435