USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 360

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.55%
Capital Goods 3.41%
Conglomerates
Consumer Cyclical 2.52%
Consumer/Non-Cyclical 6.03%
Energy 10.21%
Financial 29.84%
Healthcare 6.38%
Services 9.87%
Technology 10.29%
Transportation 2.02%
Utilities 12.54%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
QUALCOMM INC COM 2,140 277 14.86 30,208
REYNOLDS AMERICAN INC COM 2,079 -571 (21.54) 27,821
UNITEDHEALTH GROUP INC COM 2,022 31 1.57 17,761
SOUTHERN CO COM 1,975 -40 (2) 44,064
MEDTRONIC PLC SHS 1,943 -146 (6.97) 24,848
POWERSHARES QQQ TRUST UNIT SER 1 1,911 11 .61 17,623
GRAN TIERRA ENERGY INC COM 1,900 77 4.22 690,850
VISA INC COM CL A 1,891 -49 (2.53) 6,909
VANGUARD INDEX FDS TOTAL STK MKT 1,866 71 3.96 17,155
AMERICAN ELEC PWR INC COM 1,806 314 21.05 31,926
MARATHON PETE CORP COM 1,795 -378 (17.39) 17,596
JPMORGAN CHASE & CO COM 1,793 -26 (1.42) 28,852
LOWES COS INC COM 1,776 17 .94 23,989
WESTERN GAS PARTNERS LP COM UNIT LP IN 1,747 1,747 New 25,350
TALLGRASS ENERGY PARTNERS LP COM UNIT 1,728 -108 (5.89) 35,925
NUVEEN CORE EQUITY ALPHA FUND COM 1,697 756 80.27 95,942
NUVEEN BUILD AMER BD FD COM 1,683 675 67.02 80,246
TIME WARNER INC COM NEW 1,682 New 20,241
HALLIBURTON CO COM 1,643 124 8.19 38,152
OCCIDENTAL PETE CORP DEL COM 1,639 -21 (1.29) 20,921