USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 354

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.47%
Capital Goods 3.41%
Conglomerates
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 6.24%
Energy 10.01%
Financial 29.97%
Healthcare 6.33%
Services 9.98%
Technology 10.07%
Transportation 2.01%
Utilities 12.56%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITEDHEALTH GROUP INC COM 2,096 32 1.57 17,761
QUALCOMM INC COM 2,025 262 14.86 30,208
REYNOLDS AMERICAN INC COM 1,964 -539 (21.54) 27,821
SOUTHERN CO COM 1,939 -40 (2) 44,064
MEDTRONIC PLC SHS 1,923 -144 (6.97) 24,848
POWERSHARES QQQ TRUST UNIT SER 1 1,860 11 .61 17,623
VANGUARD INDEX FDS TOTAL STK MKT 1,833 70 3.96 17,155
VISA INC COM CL A 1,811 -47 (2.53) 27,636
GRAN TIERRA ENERGY INC COM 1,810 73 4.22 690,850
AMERICAN ELEC PWR INC COM 1,785 310 21.05 31,926
LOWES COS INC COM 1,767 16 .94 23,989
TALLGRASS ENERGY PARTNERS LP COM UNIT 1,765 -111 (5.89) 35,925
MARATHON PETE CORP COM 1,753 -369 (17.39) 17,596
TIME WARNER INC COM NEW 1,723 New 20,241
JPMORGAN CHASE & CO COM 1,718 -25 (1.42) 28,852
NUVEEN BUILD AMER BD FD COM 1,700 682 67.02 80,246
WESTERN GAS PARTNERS LP COM UNIT LP IN 1,681 1,681 New 25,350
HALLIBURTON CO COM 1,650 125 8.19 38,152
SPDR SERIES TRUST S&P RETAIL ETF 1,646 1,646 New 16,424
NUVEEN CORE EQUITY ALPHA FUND COM 1,645 733 80.27 95,942