USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 354

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.47%
Capital Goods 3.41%
Conglomerates
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 6.24%
Energy 10.01%
Financial 29.97%
Healthcare 6.33%
Services 9.98%
Technology 10.07%
Transportation 2.01%
Utilities 12.56%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPARK ENERGY INC CL A COM -203 Sold Out 0
SPDR SERIES TRUST BRC HGH YLD BD -255 Sold Out 0
SPECTRA ENERGY CORP COM -243 Sold Out 0
SPIRIT AIRLS INC COM -307 Sold Out 0
ST JUDE MED INC COM -948 Sold Out 0
TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN -131 Sold Out 0
TRINITY INDS INC COM -555 Sold Out 0
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF -558 Sold Out 0
VEOLIA ENVIRONNEMENT SPONSORED ADR -258 Sold Out 0
WASTE MGMT INC DEL COM -310 Sold Out 0
WHITEWAVE FOODS CO COM -303 Sold Out 0
WILLIAMS COS INC DEL COM -328 Sold Out 0