USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2013

Position Statistics

Total Positions 293
New Positions 47
Increased Positions 146
Decreased Positions 109
Positions with Activity 255
Sold Out Positions 39
Total Mkt Value (in $ millions) 259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 3.11%
Conglomerates 0.33%
Consumer Cyclical 1.32%
Consumer/Non-Cyclical 7.4%
Energy 18.25%
Financial 17.29%
Healthcare 7.36%
Services 9.21%
Technology 11.77%
Transportation 1.54%
Utilities 14.79%

293 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CONOCOPHILLIPS COM 2,227 273 13.95 29,791
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 2,220 485 27.92 30,364
ABBVIE INC COM 2,212 326 17.32 45,560
HALLIBURTON CO COM 2,187 12 .57 35,912
LOCKHEED MARTIN CORP COM 2,132 704 49.28 13,305
BERKSHIRE HATHAWAY INC DEL CL A 2,097 New 11
GOOGLE INC CL A 1,951 261 15.47 3,591
QUALCOMM INC COM 1,949 73 3.91 23,972
KRAFT FOODS GROUP INC COM 1,927 -83 (4.13) 33,866
GOOGLE INC CL C 1,925 258 15.47 3,591
MCDONALDS CORP COM 1,898 -481 (20.23) 18,937
SPDR S&P 500 ETF TR TR UNIT 1,871 123 7.02 10,036
AT&T INC COM 1,843 451 32.40 51,136
LORILLARD INC COM 1,843 189 11.41 33,795
SEAGATE TECHNOLOGY PLC SHS 1,809 303 20.15 32,560
FREEPORT-MCMORAN COPPER & GOLD COM 1,795 231 14.75 54,383
CISCO SYS INC COM 1,719 254 17.35 74,084
LILLY ELI & CO COM 1,705 245 16.81 28,216
OILTANKING PARTNERS L P UNIT LTD 1,638 1,638 New 20,800
VANGUARD INDEX FDS TOTAL STK MKT 1,606 -33 (2.02) 16,608