USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2015

Position Statistics

Total Positions 384
New Positions 53
Increased Positions 131
Decreased Positions 240
Positions with Activity 371
Sold Out Positions 126
Total Mkt Value (in $ millions) 243

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.54%
Capital Goods 3.8%
Conglomerates
Consumer Cyclical 3.01%
Consumer/Non-Cyclical 8.56%
Energy 12.05%
Financial 18.4%
Healthcare 8.64%
Services 13.09%
Technology 12.26%
Transportation 2.57%
Utilities 9.21%

384 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CONSOLIDATED EDISON INC COM -223 Sold Out 0
DIAGEO P L C SPON ADR NEW -224 Sold Out 0
DISCOVER FINL SVCS COM -873 Sold Out 0
DOVER CORP COM -822 Sold Out 0
DSW INC CL A -374 Sold Out 0
EATON VANCE MUN INCOME 2028 TE SHS -173 Sold Out 0
EATON VANCE TAX ADVT DIV INCM COM -344 Sold Out 0
EATON VANCE TX MNG BY WRT OPP COM -679 Sold Out 0
ENERGOUS CORP COM -316 Sold Out 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN -255 Sold Out 0
EVERSOURCE ENERGY COM -1,119 Sold Out 0
FACEBOOK INC CL A -447 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM -516 Sold Out 0
FIRST TR ENERGY INFRASTRCTR FD COM -293 Sold Out 0
FIRST TR ENHANCED EQTY INC FD COM -287 Sold Out 0
FIRST TR EXCHANGE TRADED FD VI RBA INDL ETF -676 Sold Out 0
FORTUNE BRANDS HOME & SEC INC COM -501 Sold Out 0
GABELLI DIVD & INCOME TR COM -1,066 Sold Out 0
GABELLI GLB SML & MD CP VAL TR COM -427 Sold Out 0
GABELLI HLTHCARE & WELLNESS TR SHS -870 Sold Out 0