USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 06/30/2014

Position Statistics

Total Positions 321
New Positions 47
Increased Positions 168
Decreased Positions 100
Positions with Activity 268
Sold Out Positions 28
Total Mkt Value (in $ millions) 300

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.12%
Capital Goods 3.48%
Conglomerates 0.34%
Consumer Cyclical 2.44%
Consumer/Non-Cyclical 6.15%
Energy 15.86%
Financial 17.4%
Healthcare 6.43%
Services 10.57%
Technology 12.71%
Transportation 2.96%
Utilities 15.01%

321 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GW PHARMACEUTICALS PLC ADS 217 217 New 2,500
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 216 216 New 2,750
BANK AMER CORP COM 212 -34 (13.79) 12,504
ROYCE MICRO-CAP TR INC COM 206 New 17,056
AMERICAN EXPRESS CO COM 205 205 New 2,286
SPECTRA ENERGY CORP COM 203 -376 (64.93) 5,022
LINNCO LLC COMSHS LTD INT 202 202 New 6,700
CENTERPOINT ENERGY INC COM 200 200 New 8,324
NEXTERA ENERGY INC COM 200 200 New 2,103
CONSOLIDATED EDISON INC COM 200 200 New 3,500
COHEN & STEERS INFRASTRUCTURE COM 200 200 New 8,501
PENN VA CORP COM 193 193 New 15,000
ALCATEL-LUCENT SPONSORED ADR 189 New 57,280
LIBERTY MEDIA CORP DELAWARE COM SER C 187 -9 (4.5) 3,822
BHP BILLITON PLC SPONSORED ADR 187 New 3,191
LRR ENERGY LP COM 183 -110 (37.5) 10,000
TRANSOCEAN LTD REG SHS 175 175 New 5,124
CRAFT BREW ALLIANCE INC COM 154 New 11,500
INVESCO MUN OPPORTUNITY TR COM 146 146 New 11,711
BLACKROCK CORPOR HI YLD FD INC COM 143 -3 (1.72) 11,956