USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2014

Position Statistics

Total Positions 295
New Positions 39
Increased Positions 178
Decreased Positions 75
Positions with Activity 253
Sold Out Positions 21
Total Mkt Value (in $ millions) 293

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.75%
Capital Goods 3.3%
Conglomerates 0.41%
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 7.32%
Energy 16.95%
Financial 15.29%
Healthcare 7.13%
Services 11.15%
Technology 12.29%
Transportation 2.27%
Utilities 14.48%

295 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK CORPOR HI YLD FD INC COM 148 148 New 12,165
GT ADVANCED TECHNOLOGIES INC COM 144 144 New 10,000
CRAFT BREW ALLIANCE INC COM 129 New 11,500
FRONTIER COMMUNICATIONS CORP COM 102 New 15,372
WENDYS CO COM 102 New 12,300
LIBERTY MEDIA CORP DELAWARE CL A 97 97 New 2,001
HALCON RES CORP COM NEW 95 New 15,734
AMBEV SA SPONSORED ADR 82 New 11,250
TIME INC NEW COM 65 1 .96 2,630
LUBYS INC COM 56 New 11,100
QUANTUM CORP COM DSSG 55 2 4.68 44,700
ELEPHANT TALK COMM CORP COM NEW 14 New 17,000
DESARROLLADORA HOMEX S A DE CV SPONSORED ADR 12 12 New 10,000
VERITIV CORP COM 9 3 58.78 235
ABERDEEN ASIA PACIFIC INCOM FD COM -101 Sold Out 0
AIRGAS INC COM -662 Sold Out 0
ANNALY CAP MGMT INC COM -159 Sold Out 0
BENEFITFOCUS INC COM -154 Sold Out 0
CINCINNATI FINL CORP COM -322 Sold Out 0
COACH INC COM -435 Sold Out 0