USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 364

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.61%
Capital Goods 3.37%
Conglomerates
Consumer Cyclical 2.41%
Consumer/Non-Cyclical 6.17%
Energy 10.23%
Financial 29.78%
Healthcare 6.38%
Services 9.73%
Technology 10.39%
Transportation 1.88%
Utilities 12.68%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARKET VECTORS ETF TR AGRIBUS ETF 280 New 4,870
TWITTER INC COM 279 279 New 7,625
TELEFONICA S A SPONSORED ADR 264 -35 (11.59) 18,208
ISHARES IBOXX HI YD ETF 264 -219 (45.37) 2,902
FIRSTENERGY CORP COM 257 -4 (1.38) 7,150
EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT 255 255 New 15,000
FIDELITY NATL INFORMATION SVCS COM 252 New 3,918
KAYNE ANDERSON MLP INVT CO COM 251 New 7,200
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 250 4 1.67 3,050
W P CAREY INC COM 247 -15 (5.76) 3,876
LILLY ELI & CO COM 246 246 New 3,315
ISHARES TR RUS MID-CAP ETF 246 19 8.27 1,401
ROYAL BK SCOTLAND PLC US LC TRENDP ETN 245 -162 (39.69) 5,998
CONCHO RES INC COM 245 -468 (65.6) 2,019
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 244 -827 (77.19) 4,520
GANNETT INC COM 244 New 6,800
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 244 -3 (1.2) 35,091
AMERICAN EXPRESS CO COM 244 15 6.76 2,999
BAKER HUGHES INC COM 242 242 New 3,700
PRAXAIR INC COM 241 -7 (2.75) 1,979