USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 362

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.55%
Capital Goods 3.4%
Conglomerates
Consumer Cyclical 2.52%
Consumer/Non-Cyclical 6.06%
Energy 10.19%
Financial 29.79%
Healthcare 6.32%
Services 9.84%
Technology 10.27%
Transportation 2.01%
Utilities 12.71%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MYLAN INC COM 379 -81 (17.54) 6,604
FACEBOOK INC CL A 375 24 6.74 4,750
ISHARES 1-3 YR CR BD ETF 370 New 3,508
DEERE & CO COM 368 New 4,060
TWITTER INC COM 367 367 New 7,625
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 364 35 10.53 2,877
ROYCE VALUE TR INC COM 363 175 92.72 24,628
FIRST TR ENERGY INFRASTRCTR FD COM 357 357 New 15,500
EATON VANCE TAX ADVT DIV INCM COM 354 354 New 16,900
LOEWS CORP COM 354 5 1.49 8,629
CENTURYLINK INC COM 351 -12 (3.39) 9,270
GREENLIGHT CAPITAL RE LTD CLASS A 350 75 27.38 10,700
ROYAL BK SCOTLAND PLC US MC TRENDP ETN 346 -228 (39.69) 9,672
JAZZ PHARMACEUTICALS PLC SHS USD 340 New 2,000
APACHE CORP COM 340 -2 (0.69) 5,159
WISDOMTREE TR MDCP EARN FUND 339 72 26.88 3,540
BANK AMER CORP COM 333 -3 (0.94) 21,081
BLACKROCK INC COM 333 New 896
CHUBB CORP COM 322 New 3,207
APOGEE ENTERPRISES INC COM 321 -34 (9.59) 6,994