USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 364

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.61%
Capital Goods 3.37%
Conglomerates
Consumer Cyclical 2.41%
Consumer/Non-Cyclical 6.17%
Energy 10.23%
Financial 29.78%
Healthcare 6.38%
Services 9.73%
Technology 10.39%
Transportation 1.88%
Utilities 12.68%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR CR BD ETF 370 New 3,508
ACTAVIS PLC SHS 367 32 9.43 1,219
JAZZ PHARMACEUTICALS PLC SHS USD 366 New 2,000
3M CO COM 363 9 2.55 2,254
ROYAL BK SCOTLAND PLC US MC TRENDP ETN 356 -234 (39.69) 9,672
CORNING INC COM 355 New 16,528
ROYCE VALUE TR INC COM 353 170 92.72 24,628
BANK AMER CORP COM 353 -3 (0.94) 21,081
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 353 34 10.53 2,877
LOEWS CORP COM 351 5 1.49 8,629
EATON VANCE TAX ADVT DIV INCM COM 351 351 New 16,900
FIRST TR ENERGY INFRASTRCTR FD COM 349 349 New 15,500
BANK NEW YORK MELLON CORP COM 349 23 7.06 8,020
XEROX CORP COM 347 9 2.72 30,370
WISDOMTREE TR MDCP EARN FUND 344 73 26.88 3,540
ENERGOUS CORP COM 343 243 244.09 43,700
QUEST DIAGNOSTICS INC COM 342 342 New 4,302
GRAHAM HLDGS CO COM 337 New 310
ALIBABA GROUP HLDG LTD SPONSORED ADS 331 331 New 3,550
BLACKROCK INC COM 330 New 896