USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 06/30/2014

Position Statistics

Total Positions 321
New Positions 47
Increased Positions 168
Decreased Positions 100
Positions with Activity 268
Sold Out Positions 28
Total Mkt Value (in $ millions) 297

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.11%
Capital Goods 3.48%
Conglomerates 0.34%
Consumer Cyclical 2.44%
Consumer/Non-Cyclical 6.24%
Energy 15.71%
Financial 17.43%
Healthcare 6.48%
Services 10.6%
Technology 12.77%
Transportation 2.96%
Utilities 14.96%

321 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLUEKNIGHT ENERGY PARTNERS L P COM UNIT 288 New 36,400
HOSPITALITY PPTYS TR COM SH BEN INT 286 1 .39 10,222
NISOURCE INC COM 283 283 New 7,203
TRONOX LTD SHS CL A 281 281 New 10,429
GREENLIGHT CAPITAL RE LTD CLASS A 279 New 8,400
ACE LIMITED SHS 278 10 3.58 2,604
PRAXAIR INC COM 271 New 2,035
ALPS ETF TR ALERIAN MLP 270 58 27.42 14,180
KAYNE ANDERSON MDSTM ENERGY FD COM 270 8 3.05 6,750
FIRSTENERGY CORP COM 268 -7 (2.59) 7,750
LAREDO PETROLEUM INC COM 264 New 12,000
NOVARTIS A G SPONSORED ADR 264 264 New 2,805
MARKET VECTORS ETF TR AGRIBUS ETF 260 3 1.04 4,870
W P CAREY INC COM 259 259 New 3,850
SPDR SERIES TRUST BRC HGH YLD BD 255 -3 (1.11) 6,258
H & Q LIFE SCIENCES INVS SH BEN INT 254 6 2.32 11,520
ALLEGHANY CORP DEL COM 254 11 4.56 596
ZOETIS INC CL A 248 248 New 6,771
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 247 New 35,516
WEINGARTEN RLTY INVS SH BEN INT 245 -3 (1.28) 7,696