USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2013

Position Statistics

Total Positions 293
New Positions 47
Increased Positions 146
Decreased Positions 109
Positions with Activity 255
Sold Out Positions 39
Total Mkt Value (in $ millions) 259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.49%
Capital Goods 3.11%
Conglomerates 0.32%
Consumer Cyclical 1.32%
Consumer/Non-Cyclical 7.34%
Energy 18.18%
Financial 17.33%
Healthcare 7.46%
Services 9.2%
Technology 11.72%
Transportation 1.56%
Utilities 14.79%

293 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DEERE & CO COM 352 New 3,760
OAKTREE CAP GROUP LLC UNIT CL A 350 55 18.71 6,345
WISDOMTREE TR EMERG MKTS ETF 348 37 12.03 7,043
CINCINNATI FINL CORP COM 341 New 6,905
BLUEKNIGHT ENERGY PARTNERS L P COM UNIT 339 19 5.81 36,400
SPDR GOLD TRUST GOLD SHS 337 -112 (24.94) 2,724
INTERNATIONAL BUSINESS MACHS COM 336 -22 (6.21) 1,751
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 331 92 38.48 13,041
SUN CMNTYS INC COM 325 54 19.70 7,359
ALLSTATE CORP COM 319 New 5,676
EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT 306 -216 (41.38) 17,000
SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 305 New 6,880
LOEWS CORP COM 301 New 6,878
TELEFONICA S A SPONSORED ADR 300 3 .85 18,155
KAYNE ANDERSON MLP INVT CO COM 298 New 8,100
WEINGARTEN RLTY INVS SH BEN INT 286 -137 (32.42) 9,296
PAYCHEX INC COM 284 12 4.54 6,951
AMERICAN INTL GROUP INC COM NEW 284 -175 (38.06) 5,500
EOG RES INC COM 280 New 2,668
DELTA AIR LINES INC DEL COM NEW 278 278 New 7,488