USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2014

Position Statistics

Total Positions 372
New Positions 51
Increased Positions 183
Decreased Positions 146
Positions with Activity 329
Sold Out Positions 48
Total Mkt Value (in $ millions) 354

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.47%
Capital Goods 3.41%
Conglomerates
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 6.24%
Energy 10.01%
Financial 29.97%
Healthcare 6.33%
Services 9.98%
Technology 10.07%
Transportation 2.01%
Utilities 12.56%

372 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NXP SEMICONDUCTORS N V COM 475 -50 (9.52) 4,750
PROSPERITY BANCSHARES INC COM 468 New 9,000
NGL ENERGY PARTNERS LP COM UNIT REPST 466 -238 (33.84) 17,600
FORTUNE BRANDS HOME & SEC INC COM 465 465 New 10,497
KKR & CO L P DEL COM UNITS 463 -18 (3.65) 20,455
PROSHARES TR PSHS ULTSH 20YRS 461 461 New 11,056
AMGEN INC COM 458 49 12.02 2,814
ROSE ROCK MIDSTREAM L P COM U REP LTD 447 -157 (25.99) 9,635
SYSCO CORP COM 446 4 .96 11,691
UNITED RENTALS INC COM 443 -167 (27.33) 4,920
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 442 -530 (54.49) 1,613
FIRST TR MID CAP CORE ALPHADEX COM SHS 441 -2 (0.48) 8,176
THERMO FISHER SCIENTIFIC INC COM 439 New 3,286
COHEN & STEERS CLOSED END OPPO COM 435 435 New 34,000
ENERGOUS CORP COM 434 308 244.09 43,700
POTASH CORP SASK INC COM 430 -84 (16.32) 13,432
NUVEEN TAX ADVANTAGED DIV GRWT COM 429 254 145.30 27,012
GABELLI GLB SML & MD CP VAL TR COM 429 429 New 40,667
LINN ENERGY LLC UNIT LTD LIAB 426 -191 (30.97) 36,854
KAYNE ANDERSON ENERGY DEV CO COM 424 424 New 14,500