USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 06/30/2014

Position Statistics

Total Positions 321
New Positions 47
Increased Positions 168
Decreased Positions 100
Positions with Activity 268
Sold Out Positions 28
Total Mkt Value (in $ millions) 299

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.14%
Capital Goods 3.46%
Conglomerates 0.34%
Consumer Cyclical 2.45%
Consumer/Non-Cyclical 6.15%
Energy 15.96%
Financial 17.42%
Healthcare 6.41%
Services 10.55%
Technology 12.79%
Transportation 2.94%
Utilities 14.87%

28 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CABOT CORP COM -898 Sold Out 0
CVS HEALTH CORP COM -1,003 Sold Out 0
DESARROLLADORA HOMEX S A DE CV SPONSORED ADR -11 Sold Out 0
EASTMAN CHEM CO COM -811 Sold Out 0
ENTERGY CORP NEW COM -755 Sold Out 0
EOG RES INC COM -313 Sold Out 0
EP ENERGY CORP CL A -214 Sold Out 0
FRANKS INTL N V COM -319 Sold Out 0
GILEAD SCIENCES INC COM -336 Sold Out 0
GOLDMAN SACHS MLP INC OPP FD COM SHS -294 Sold Out 0
GOODRICH PETE CORP COM NEW -222 Sold Out 0
GT ADVANCED TECHNOLOGIES INC COM -119 Sold Out 0
HASBRO INC COM -814 Sold Out 0
HILTON WORLDWIDE HLDGS INC COM -434 Sold Out 0
HSN INC COM -825 Sold Out 0
INTERNATIONAL BUSINESS MACHS COM -292 Sold Out 0
KLA-TENCOR CORP COM -981 Sold Out 0
MACYS INC COM -879 Sold Out 0
MATTEL INC COM -764 Sold Out 0
MELCO CROWN ENTMT LTD ADR -190 Sold Out 0