USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2014

Position Statistics

Total Positions 295
New Positions 39
Increased Positions 178
Decreased Positions 75
Positions with Activity 253
Sold Out Positions 21
Total Mkt Value (in $ millions) 296

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.78%
Capital Goods 3.29%
Conglomerates 0.4%
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 7.34%
Energy 17.1%
Financial 15.22%
Healthcare 7.07%
Services 10.95%
Technology 12.28%
Transportation 2.28%
Utilities 14.65%

75 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 4,995 -465 (8.52) 84,084
SPARTON CORP COM 3,556 -285 (7.41) 125,000
PROCTER & GAMBLE CO COM 2,814 -6 (0.21) 35,373
SEAGATE TECHNOLOGY PLC SHS 1,916 -21 (1.11) 32,200
SPDR S&P 500 ETF TR TR UNIT 1,895 -89 (4.48) 9,586
POWERSHARES QQQ TRUST UNIT SER 1 1,728 -42 (2.35) 17,864
VANGUARD INDEX FDS TOTAL STK MKT 1,645 -52 (3.04) 16,103
TALLGRASS ENERGY PARTNERS LP COM UNIT 1,641 -80 (4.66) 40,925
CENTURYLINK INC COM 1,517 -30 (1.94) 40,370
ROYAL DUTCH SHELL PLC SPONS ADR A 1,452 -185 (11.32) 17,710
NORFOLK SOUTHERN CORP COM 1,217 -13 (1.02) 11,321
LILLY ELI & CO COM 1,212 -588 (32.66) 19,002
MERCK & CO INC NEW COM 1,157 -286 (19.84) 19,902
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1,033 -83 (7.46) 4,043
ISHARES NAT AMT FREE BD 912 -558 (37.97) 8,359
CUMMINS INC COM 845 -673 (44.34) 5,631
SCHLUMBERGER LTD COM 819 -11 (1.35) 7,326
BRISTOL MYERS SQUIBB CO COM 790 -16 (1.93) 15,989
ENBRIDGE ENERGY PARTNERS L P COM 656 -106 (13.91) 18,523
EMERSON ELEC CO COM 644 -27 (4.02) 9,553