USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2014

Position Statistics

Total Positions 294
New Positions 38
Increased Positions 177
Decreased Positions 75
Positions with Activity 252
Sold Out Positions 21
Total Mkt Value (in $ millions) 297

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.76%
Capital Goods 3.29%
Conglomerates 0.39%
Consumer Cyclical 2.43%
Consumer/Non-Cyclical 7.36%
Energy 17.15%
Financial 15.25%
Healthcare 7.09%
Services 10.87%
Technology 12.25%
Transportation 2.27%
Utilities 14.67%

75 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 5,012 -467 (8.52) 84,084
SPARTON CORP COM 3,590 -287 (7.41) 125,000
PROCTER & GAMBLE CO COM 2,839 -6 (0.21) 35,373
SEAGATE TECHNOLOGY PLC SHS 1,918 -21 (1.11) 32,200
SPDR S&P 500 ETF TR TR UNIT 1,904 -89 (4.48) 9,586
POWERSHARES QQQ TRUST UNIT SER 1 1,735 -42 (2.35) 17,864
TALLGRASS ENERGY PARTNERS LP COM UNIT 1,660 -81 (4.66) 40,925
VANGUARD INDEX FDS TOTAL STK MKT 1,653 -52 (3.04) 16,103
CENTURYLINK INC COM 1,521 -30 (1.94) 40,370
ROYAL DUTCH SHELL PLC SPONS ADR A 1,462 -187 (11.32) 17,710
LILLY ELI & CO COM 1,223 -593 (32.66) 19,002
NORFOLK SOUTHERN CORP COM 1,220 -13 (1.02) 11,321
MERCK & CO INC NEW COM 1,158 -287 (19.84) 19,902
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1,040 -84 (7.46) 4,043
ISHARES NAT AMT FREE BD 910 -557 (37.97) 8,359
CUMMINS INC COM 849 -676 (44.34) 5,631
SCHLUMBERGER LTD COM 829 -11 (1.35) 7,326
BRISTOL MYERS SQUIBB CO COM 791 -16 (1.93) 15,989
ENBRIDGE ENERGY PARTNERS L P COM 657 -106 (13.91) 18,523
EMERSON ELEC CO COM 641 -27 (4.02) 9,553