USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2013

Position Statistics

Total Positions 293
New Positions 47
Increased Positions 146
Decreased Positions 109
Positions with Activity 255
Sold Out Positions 39
Total Mkt Value (in $ millions) 259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 3.11%
Conglomerates 0.33%
Consumer Cyclical 1.32%
Consumer/Non-Cyclical 7.4%
Energy 18.25%
Financial 17.29%
Healthcare 7.36%
Services 9.21%
Technology 11.77%
Transportation 1.54%
Utilities 14.79%

109 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENTERPRISE PRODS PARTNERS L P COM 20,392 -233 (1.13) 279,531
MAIN STREET CAPITAL CORP COM 5,635 -146 (2.53) 178,544
GRAN TIERRA ENERGY INC COM 5,048 -157 (3.01) 653,850
WAL-MART STORES INC COM 4,195 -93 (2.17) 54,019
SPARTON CORP COM 3,734 -277 (6.9) 135,000
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 2,798 -379 (11.93) 36,113
APPLE INC COM 2,317 -20 (0.88) 4,414
KRAFT FOODS GROUP INC COM 1,927 -83 (4.13) 33,866
MCDONALDS CORP COM 1,898 -481 (20.23) 18,937
VANGUARD INDEX FDS TOTAL STK MKT 1,606 -33 (2.02) 16,608
EATON CORP PLC SHS 1,585 -47 (2.89) 21,474
CATERPILLAR INC DEL COM 1,425 -106 (6.92) 13,858
MERCK & CO INC NEW COM 1,402 -68 (4.61) 24,828
REYNOLDS AMERICAN INC COM 1,400 -24 (1.69) 25,505
DOW CHEM CO COM 1,307 -172 (11.64) 26,833
SOUTHERN CO COM 1,262 -115 (8.34) 27,972
YUM BRANDS INC COM 1,240 -60 (4.6) 16,245
GENESIS ENERGY L P UNIT LTD PARTN 1,194 -28 (2.26) 21,600
NGL ENERGY PARTNERS LP COM UNIT REPST 1,147 -739 (39.19) 30,100
ISHARES RUSSELL 2000 ETF 1,120 -254 (18.47) 9,915