USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 12/31/2013

Position Statistics

Total Positions 293
New Positions 47
Increased Positions 146
Decreased Positions 109
Positions with Activity 255
Sold Out Positions 39
Total Mkt Value (in $ millions) 259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 3.11%
Conglomerates 0.33%
Consumer Cyclical 1.32%
Consumer/Non-Cyclical 7.4%
Energy 18.25%
Financial 17.29%
Healthcare 7.36%
Services 9.21%
Technology 11.77%
Transportation 1.54%
Utilities 14.79%

255 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENTERPRISE PRODS PARTNERS L P COM 20,392 -233 (1.13) 279,531
MAIN STREET CAPITAL CORP COM 5,635 -146 (2.53) 178,544
EXXON MOBIL CORP COM 5,511 11 .20 54,883
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 5,247 318 6.46 91,910
GRAN TIERRA ENERGY INC COM 5,048 -157 (3.01) 653,850
ALTRIA GROUP INC COM 4,869 182 3.87 126,631
WAL-MART STORES INC COM 4,195 -93 (2.17) 54,019
MICROSOFT CORP COM 3,942 211 5.67 98,525
GENERAL ELECTRIC CO COM 3,939 10 .26 148,294
SPARTON CORP COM 3,734 -277 (6.9) 135,000
GULFPORT ENERGY CORP COM NEW 3,332 630 23.34 44,358
EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 3,253 477 17.20 43,475
CHEVRON CORP NEW COM 3,092 75 2.48 24,999
PHILIP MORRIS INTL INC COM 3,084 37 1.20 37,093
PFIZER INC COM 3,072 83 2.76 101,559
PROCTER & GAMBLE CO COM 2,898 18 .62 35,449
JOHNSON & JOHNSON COM 2,799 47 1.69 28,285
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 2,798 -379 (11.93) 36,113
INTEL CORP COM 2,785 513 22.56 103,005
APPLE INC COM 2,317 -20 (0.88) 4,414