USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 06/30/2014

Position Statistics

Total Positions 321
New Positions 47
Increased Positions 168
Decreased Positions 100
Positions with Activity 268
Sold Out Positions 28
Total Mkt Value (in $ millions) 300

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.17%
Capital Goods 3.46%
Conglomerates 0.34%
Consumer Cyclical 2.49%
Consumer/Non-Cyclical 6.08%
Energy 16.21%
Financial 17.4%
Healthcare 6.19%
Services 10.54%
Technology 12.76%
Transportation 2.86%
Utilities 15.03%

268 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENTERPRISE PRODS PARTNERS L P COM 22,903 -237 (1.02) 567,180
MAIN STREET CAPITAL CORP COM 6,093 210 3.57 187,408
MICROSOFT CORP COM 5,685 176 3.19 126,667
EXXON MOBIL CORP COM 5,519 -44 (0.78) 55,425
EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 5,089 754 17.39 52,395
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 5,080 77 1.53 85,373
INTEL CORP COM 4,994 569 12.86 144,121
GENERAL ELECTRIC CO COM 4,581 219 5.02 176,133
GRAN TIERRA ENERGY INC COM 4,485 -17 (0.37) 672,350
WAL-MART STORES INC COM 4,079 -38 (0.92) 53,745
ALTRIA GROUP INC COM 3,999 -1,690 (29.7) 93,201
AT&T INC COM 3,831 151 4.09 110,276
PFIZER INC COM 3,492 506 16.96 118,872
APPLE INC COM 3,388 185 5.78 33,135
ABBVIE INC COM 3,304 314 10.49 59,428
PHILIP MORRIS INTL INC COM 3,273 -20 (0.6) 38,393
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 3,153 -343 (9.8) 33,159
JOHNSON & JOHNSON COM 3,018 89 3.02 29,316
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 2,987 3 .10 35,798
PROCTER & GAMBLE CO COM 2,979 42 1.43 35,877