USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2014

Position Statistics

Total Positions 295
New Positions 39
Increased Positions 178
Decreased Positions 75
Positions with Activity 253
Sold Out Positions 21
Total Mkt Value (in $ millions) 296

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.78%
Capital Goods 3.29%
Conglomerates 0.4%
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 7.34%
Energy 17.1%
Financial 15.22%
Healthcare 7.07%
Services 10.95%
Technology 12.28%
Transportation 2.28%
Utilities 14.65%

253 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENTERPRISE PRODS PARTNERS L P COM 22,604 552 2.50 286,522
MAIN STREET CAPITAL CORP COM 5,785 77 1.35 180,956
EXXON MOBIL CORP COM 5,764 101 1.79 55,863
ALTRIA GROUP INC COM 5,534 248 4.70 132,582
MICROSOFT CORP COM 5,462 1,078 24.59 122,750
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 4,995 -465 (8.52) 84,084
GRAN TIERRA ENERGY INC COM 4,818 150 3.21 674,850
INTEL CORP COM 4,374 846 23.97 127,699
GENERAL ELECTRIC CO COM 4,325 501 13.10 167,718
EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 4,122 107 2.67 44,635
WAL-MART STORES INC COM 4,121 17 .42 54,243
AT&T INC COM 3,765 1,948 107.18 105,942
SPARTON CORP COM 3,556 -285 (7.41) 125,000
CHEVRON CORP NEW COM 3,395 56 1.67 25,416
PHILIP MORRIS INTL INC COM 3,277 130 4.13 38,626
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 3,101 55 1.80 36,763
PFIZER INC COM 3,068 2 .08 101,638
APPLE INC COM 3,060 42 1.38 31,325
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 3,029 457 17.78 35,764
CONOCOPHILLIPS COM 2,953 393 15.37 34,370