USCA RIA LLC Information

1330 POST OAK BLVD., SUITE 900, HOUSTON, Texas, 77056, (713) 366-0522

Report Date: 03/31/2015

Position Statistics

Total Positions 384
New Positions 53
Increased Positions 131
Decreased Positions 240
Positions with Activity 371
Sold Out Positions 126
Total Mkt Value (in $ millions) 243

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.54%
Capital Goods 3.8%
Conglomerates
Consumer Cyclical 3.01%
Consumer/Non-Cyclical 8.56%
Energy 12.05%
Financial 18.4%
Healthcare 8.64%
Services 13.09%
Technology 12.26%
Transportation 2.57%
Utilities 9.21%

384 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENTERPRISE PRODS PARTNERS L P COM 8,117 -9,089 (52.83) 286,522
ALTRIA GROUP INC COM 7,210 2,409 50.17 132,582
MICROSOFT CORP COM 5,732 1,019 21.62 122,750
MAIN STREET CAPITAL CORP COM 5,499 258 4.92 180,956
EXXON MOBIL CORP COM 4,425 -237 (5.08) 55,863
GENERAL ELECTRIC CO COM 4,377 -1,026 (18.99) 167,718
WAL-MART STORES INC COM 3,904 252 6.90 54,243
REYNOLDS AMERICAN INC COM 3,821 1,111 40.99 44,543
ABBVIE INC COM 3,765 -410 (9.82) 53,785
INTEL CORP COM 3,697 1,254 51.33 127,699
AT&T INC COM 3,680 -1,080 (22.69) 105,942
PFIZER INC COM 3,665 -2,002 (35.33) 101,638
EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 3,516 -652 (15.65) 44,635
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 3,511 -93 (2.59) 84,084
PHILIP MORRIS INTL INC COM 3,304 7 .22 38,626
KRAFT HEINZ CO COM 3,177 -886 (21.8) 39,982
SPARTON CORP COM 2,983 239 8.70 125,000
CISCO SYS INC COM 2,894 -2,251 (43.75) 101,815
LOCKHEED MARTIN CORP COM 2,883 268 10.27 13,920
JOHNSON & JOHNSON COM 2,852 -422 (12.89) 28,456